- JPMorgan Chase (Chicago, IL)
- …educational equivalent required. + Compliance with relevant licensing requirements. ** Preferred Qualifications, Capabilities, and Skills:** + ETF experience and ... in-house legal experience. + Experience advising on broker -dealer issues. + Expertise in complex transactions and index management. + Strong motivator and… more
- Citizens (Westwood, MA)
- …Required Qualifications: + 7+ years of experience in wealth management, broker -dealer operations, or financial services + Proven leadership experience managing ... QA/QC, and risk management + Active FINRA Series 24 and Series 7 Preferred Qualifications: + Bachelor's degree in business, Finance, or related field + Advanced… more
- Raymond James Financial, Inc. (Denver, CO)
- …applicable fraud-related regulatory or industry rules and guidance. + Broker -dealer operations, transaction methods & financial products, and financial services ... improvement. **Licenses/Certifications** + CFE required or the ability to obtain within 12 months + CAMS preferred **Travel Required:** + Yes, 10 % of the Time more
- Broadridge Financial Solutions (Coppell, TX)
- …Bachelors degree in Business, Operations Management, Supply Chain, or related field preferred (or equivalent experience). + 3+ years of experience in production ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- Trustmark (Frankfort, KY)
- …communities. **Overview of Role** Responsible for selling self-funded health products via Broker partners for groups under 200 lives then transitions account to an ... with 6 - 8 years relevant sales experience. + Active life and health license preferred or mustcomplete within 90 days of hire with company support required. + Must… more
- Deloitte (New York, NY)
- …they apply to financial institutions, including retail, wholesale and international banks, broker dealers, mutual funds and insurance companies + Ability to develop ... or a related field + Limited immigration sponsorship may be available. Preferred Qualifications + AML Consulting Experience + Certified Anti Money Laundering… more
- Raymond James Financial, Inc. (Denver, CO)
- …applicable fraud-related regulatory or industry rules and guidance. + Broker -dealer operations, transaction methods & financial products, and financial services ... improvement. **Licenses/Certifications** + CFE required or the ability to obtain in 12 months + CAMS preferred **Travel Required:** + Yes, 10 % of the Time more
- Travelers Insurance Company (Braintree, MA)
- …with underwriting and service teams assigned to business units, with the broker /agent community, with Claim, with other Risk Control staff, and with clients. ... years of Property/ Highly Protected Risk (HPR) skills and experience preferred . + Makes complex technical information and recommendations understandable and clear… more
- Trustmark (Madison, WI)
- …and communities. **About the role** Responsible for selling self-funded health products via Broker partners for groups under 200 lives then transitions account to an ... with 6 - 8 years relevant sales experience. + Active life and health license preferred or mustcomplete within 90 days of hire with company support required. + Must… more
- HUB International (Chicago, IL)
- …HUB is one of the largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk services, ... with the ability to translate complex data into strategic insights. ** Preferred Qualifications:** + Experience in a fast-paced, data-driven organization. +… more