- City National Bank (Los Angeles, CA)
- …Officer will report to a supervisor with the Wealth Management Broker /Dealer Compliance division. *The Responsibilities* * Review marketing material for consistency ... 5 years of relevant work experience with a financial institution such as a broker /dealer. * Minimum 3 years compliance experience with a broker /dealer. *… more
- Zurich NA (Montgomery, AL)
- …of underwriting + Establish new as well as develop existing agency and broker relationships + Working within limits and authorities on assignments of varying degrees ... the Claims or Underwriting Support areaAND + Experience with Microsoft Office Preferred Qualifications: + Bachelor's Degree + In-depth knowledge of Contract Surety… more
- Zurich NA (Phoenix, AZ)
- …sound business opportunity. + Along with underwriters in areas supervised, make agents/ broker /customer and on-sight calls with a planned and well-prepared purpose. + ... with the account. + Mentor staff to develop strong broker and client networks as related to industries underwritten...of experience in the Claims or Underwriting Support area Preferred Qualifications: + Bachelors Degree + CPCU + Advanced… more
- TD Bank (New York, NY)
- …control partners and the TDS front office. TD Securities is looking for a broker -dealer accountant to join its Product Control division in New York City. Associate - ... books and records and regulatory filings for its US broker -dealers as well as non broker dealers....Qualifications: + Bachelor degree in Business/Accounting/Finance (accounting designation is preferred but not required) + 3-5 Years of related… more
- CBRE (Palo Alto, CA)
- …are accurate on time. Prepare materials and take part in market meetings and broker debriefs. + Partner with Research and Marketing teams to generate reports and ... business activity, and success rates. Help identify expert resources to support the broker 's pursuit activities. + Provide the sales team with insight based on goals… more
- Siemens Energy (Orlando, FL)
- …customsbrokerage activities is a requirement. + Knowledgeof Canadian import regulations is preferred . + LicensedCustoms Broker or Certified Customs Specialist is ... all aspects of the US Customs Quality team, managing internal reviews, broker relations, operational improvements, duty savings, reporting, and customs payments for… more
- PNC (Pittsburgh, PA)
- …in Pittsburgh, PA. The candidate must have Foreign Exchange experience or Securities Broker Dealer experience . The position will require the ability to create ... * Experience working with FX Trading (Forwards, NDFs, Swaps, Options) or Broker Dealer Trading, Trade Capture, Accounting, and Settlements. * Broad knowledge and… more
- Santander US (Boston, MA)
- …overseeing all trading activities and supervisory functions within the broker -dealer. This individual will ensure compliance with regulatory requirements, maintain ... * Serve as the designated supervisory principal for the broker -dealer while overseeing daily supervision of registered representatives, branch...Required. * FINRA Series 4, 9/10, 65/66 licenses - Preferred . **It Would Be Nice For You To Have:**… more
- HUB International (San Antonio, TX)
- **About HUB:** HUB International is a global insurance broker providing a broad array of property, casualty, risk management, life and health, employee benefits, ... aspects of client service, marketing, and renewal while adhering to HUB Broker Standards + Oversees the preparation and implementation of all transactions,… more
- Insight Global (New York, NY)
- …Officer will report to a supervisor with the Wealth Management Broker /Dealer Compliance division. * Review marketing material for consistency with applicable ... Requirements Bachelor's degree from a four-year college or university is preferred . Equivalent combination of education and significant relevant work experience may… more