- Truist (Richmond, VA)
- …supervisory functions that are routinely associated with those of a retail broker /dealer. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the ... activities may change from time to time. + Supervisory responsibility for Broker Dealer activity including Securities Trading and Annuity Principal Review and… more
- Brighton Health Plan Solutions, LLC (Westbury, NY)
- …approvals and ensure expenses are paid in accordance with company policy. + Own broker payment process and enforce company policies around the process. + Review all ... broker contracts (pass through arrangements) and ensure agreements are...in an accounting function. + Experience in Accounts Payable preferred . + Strong knowledge of and experience with Microsoft… more
- Raymond James Financial, Inc. (New York, NY)
- …of fifteen (15) years of financial services experience required . Experience in broker -dealer or wealth management firms preferred , especially with exposure to ... an understanding of the market standard risk management practices . Broker -dealer supervisory frameworks, retail investment platforms, and UHNW product risks… more
- Zurich NA (Olympia, WA)
- …+ Provide engineering support to underwriting team by attending client broker meetings. + Perform field engineering services where necessary, primarily for ... + Providing engineering support to underwriting team by attending client broker meetings. + Monitoring property account engineering services to ensure that… more
- PPL Corporation (Harrisburg, PA)
- …6. Maintain up-to-date knowledge about issues, rates, and service requirements and broker timely and effective responses to Key Accounts issues and questions about ... working with external customers in a sales, marketing, or account management function. ** Preferred Qualifications** 1. Advanced Degree. 2. PE license in the state of… more
- NDCP (Duluth, GA)
- …are completed. + Liaison with NDCP's Safety Managers, HR leadership, third-party broker representative and TPA claim adjusters in setting / maintaining appropriate ... with the CHRO, CFO, NDCP Safety Managers, VP, Finance, insurance broker representative(s), TPA adjuster, and assigned legal counsel regarding WC-related claim… more
- TEKsystems (Hampton, VA)
- Description MAXIMUS SOA VT HIX Project Overview: Maximus is providing enrollment broker support for state Medicaid and Medicare open enrollment window and ... longer-term enrollment broker support. Position Title: CSR3-CallCenter Agents will be expected...connectivity, and 5 Mbps upload speed required; 10 Mbps preferred . Note: there may be some projects that have… more
- Navy Federal Credit Union (Vacaville, CA)
- …relationships with members and internal/external sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify ... of NASAA Series 63/65 or 66 registration required. Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective… more
- Cushman & Wakefield (Tampa, FL)
- …Assist in measuring transactional performance * Ensure that all client and broker engagement documentation is executed Transaction Management: * Coordinate the field ... broker selection process * Assist with determining client needs...Bachelor's degree (BA/BS) required in any field; finance/real estate preferred * Must hold active real estat license or… more
- Charles Schwab (Indianapolis, IN)
- …+ Knowledge of FINRA Rule 2165 and related state securities legislation. Preferred Qualifications: **Note:** Candidates may not have experience in all the areas ... plus (but not required). + Experience with a securities broker -dealer is a plus (but not required). + Familiarity...plus (but not required). + Familiarity with bank and broker -dealer business practices is a plus (but not required).… more