- ManpowerGroup (Wayne, NJ)
- …operations team. The ideal candidate will have experience working for a Customs House Broker (CHB) or a freight forwarder with an in-house broker , strong ... + Proficient in Microsoft Office and ERP systems; SAP & GTS experience preferred . + Exemplary communication and customer service skills with a strong ability to… more
- L3Harris (Melbourne, FL)
- …In lieu of a degree, minimum of 10 years of prior related experience. Preferred Qualifications: + Licensed Customs Broker or other professional credential (eg, ... EEI filing) procedures, and ATA Carnet Management Program. + Manage customs broker relationships and mitigate risks. + Collaborate closely with key business… more
- KeyBank (Brooklyn, OH)
- …across Key's Asset Management activities (ie - wealth management and trust, broker -dealer, and swap dealer) and lines of business, products, and functional ... The Director must have comprehensive knowledge of wealth management, fiduciary/trust, broker -dealer, and investment management as well as a strong understanding of… more
- Capital One (Mclean, VA)
- …for Commercial Banking (includes commercial lending, treasury management, institutional broker -dealers and CFTC swap dealer), Corporate Functions (eg, Human ... At least 5 years of analytical experience within the financial services industry ** Preferred Qualifications:** + Master's degree + 10+ years of US broker -dealer,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …complexity with significant scope and impact focused on the firm's broker -dealer and investment advisory activities. Assesses risk within assigned internal audits, ... especially those associated with the registered investment advisory and broker -dealer divisions * Knowledge and understanding of industry regulations, specifically… more
- MUFG (New York, NY)
- …including trade settlement and trade flow. Proven experience working within a Broker /Dealer environment. + **Product Knowledge:** Expertise with a broad range of ... solve complex problems with a logical approach. + **System Experience ( Preferred ):** Experience with Broadridge BPS, ICI ,and/or Murex, Oracle General Ledger,… more
- Marex (New York, NY)
- …appropriately, and actively supporting business areas in the lessons learnt. + Broker Error Management: Daily management of Broker Losses and reporting ... and/or related experience required; experience in the investment management industry preferred . + Experienced in governance, risk, assurance, compliance, or internal… more
- Equitable (Charlotte, NC)
- …issued by Equitable to professional financial intermediaries such as broker -dealers, banks, independent financial planners, and Equitable Advisors, the company's ... 63 required (or willing to obtain within 180 days after start date) ** Preferred Qualifications** + Knowledge of the investment industry and ability to recognize… more
- Neuberger Berman (New York, NY)
- …ensure the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of ... leading high-performing teams + Deep understanding of RIA and Broker Dealer supervisory frameworks, advisory/sales practices, and relevant regulatory requirements… more
- Navy Federal Credit Union (San Diego, CA)
- …relationships with members and internal/external sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify ... NASAA Series 63/65 or 66 registration required + Life & Health Insurance License preferred (or the ability to obtain within 90 days of hire) + Effective analytical,… more