- Cleveland Research Company (Cleveland, OH)
- …in the market. Cleveland Research Company, LLC, an equity research firm and Broker Dealer registered in Cleveland, Ohio, is seeking a qualified candidate to help ... identifying and mitigating potential conflicts and risks associated with a Broker Dealer firm. Our Compliance Department develops and maintains strong relationships… more
- KeyBank (Overland Park, KS)
- …partners and contracted third party report providers. . Assess market data and broker information and include analysis within credit memo. . Monitor program changes, ... underwriting guidelines, market data, and macroeconomic issues. . Contact Borrower/Mortgage Banker/ Broker and review file information as well as any additional… more
- HUB International (Argyle, TX)
- **About Us:** HUB International is a global insurance broker providing a broad array of property, casualty, risk management, life and health, employee benefits, ... industry related continuing education training and courses + Must follow HUB Broker Standards **Key Competencies:** To perform the job successfully, an individual… more
- Alight (TN)
- …services development** to participate in the modernization of our HASBRO (Service Broker ) platform. This role involves upgrading the existing platform from **IBM ... and future-ready solution. **Key Responsibilities** + Analyze existing Java-based service broker components and refactor or re-engineer them for compatibility with… more
- HUB International (Chicago, IL)
- …excellence. HUB is the 5th largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee benefits, risk ... will have the opportunity to work with leading full-service global insurance broker providing property and casualty, life and health, employee benefits, investment… more
- ITW (Glenview, IL)
- …insurance background and experience from corporate Risk Management, Underwriting and/or Broker , and will possess a solid analytical background with a detailed ... is required. A professional qualification in insurance or Risk Management is preferred . + 8+ years of insurance-focused experience in a risk management department,… more
- AIG (Atlanta, GA)
- …business strategies and marketing strategies to achieve this goal + Develop new broker relationships and maintain existing broker relationships within the Zone. ... industry experience. + Environmental Pollution and /or Casualty insurance experience preferred . + Analytical and quantitative skills. + Candidate should be positive,… more
- JPMorgan Chase (Columbus, OH)
- …analysis, and develop actionable recommendations. + Specific knowledge of core broker -dealer systems, operation of common broker -dealer products, applicable ... laws, and regulations, and how each may be impacted by fraudulent activities. ** Preferred Qualifications, Capabilities, and Skills** + Series 7, 9, & 10 or 7, 24, 4,… more
- JPMorgan Chase (Pleasant Grove, UT)
- Join Neovest, a leading broker -neutral electronic trading software platform with access to diverse liquidity pools across 120 global markets. Job Summary: The Client ... troubleshooting to all Neovest clients' queries relating to setup, software functionality, broker connectivity, etc. + Review technical client logs and engage with… more
- City National Bank (Los Angeles, CA)
- …substantial experience advising regulated financial institutions (including national banks and broker -dealers) on laws and regulations relating to AML and Financial ... advice to all three lines of defense (front line, Risk/Compliance, Audit), broker -dealer businesses, and other US-based businesses regarding all aspects of AML laws,… more