- Raymond James Financial, Inc. (Seattle, WA)
- …for clients' retirement plans and their participants. You will work directly with the Senior Consultants on those clients and as part of a larger team to ensure ... _About Raymond James:_ _RJA is an investment adviser and full-service broker -dealer dually registered with the Securities and Exchange_ _Commission. RJA_ _also… more
- Broadridge Financial Solutions (New York, NY)
- …process, from pre-qualification to completion. The position requires high-level interaction with senior management at both the client and Broadridge. + Follow a ... support during the sales process including legal, finance, product specialists, and senior management. Qualifications: + BS in business or related field, MBA… more
- AIG (New York, NY)
- …relationships and reviews complex transactions for key targeted Trade Credit brokers /markets/industries. This is an integral position that provides front facing ... you need to know: + Developing strong relationships with brokers and clients to grow the Underwriter's portfolio of...+ Meeting operating and audit guidelines and goals of senior management + Participating in and completing special projects… more
- CoStar Realty Information, Inc. (NY)
- …marketplace. With more than 12 million global unique monthly visitors, LoopNet provides brokers , buyers and sellers with what they need to meet and make deals. ... far-reaching digital marketplace for commercial real estate owners and brokers . We are not done yet! We continue to...and business partnerships while engaging with clients at a senior /C-Suite level. + Ability to analyze data, build out… more
- CoStar Realty Information, Inc. (Nashville, TN)
- …marketplace. With more than 12 million global unique monthly visitors, LoopNet provides brokers , buyers and sellers with what they need to meet and make deals. ... far-reaching digital marketplace for commercial real estate owners and brokers . We are not done yet! We continue to...and business partnerships while engaging with clients at a senior /C-Suite level + Ability to analyze data, build out… more
- Serendipity Labs (Madison, WI)
- …across a geographic area, developing target accounts within that area and the brokers that serve those accounts. You are consultative seller that is skilled at ... 60 days Look like this: * Building your initial prospecting list of brokers , influencers, CRE professionals and major local employers * Understanding our member base… more
- Ascension Health (Indianapolis, IN)
- …through sales efforts with businesses. + Engage prospective clients and brokers to create and close new business opportunities. **Requirements** Licensure / ... job specific experience required. **Additional Preferences** Will work with insurance brokers , consultants and advisers to sell Ascension network. Health Insurance… more
- Coinbase (Madison, WI)
- …assets. This role will be highly visible throughout Coinbase, working alongside senior management and partnering closely with our product teams. You will collaborate ... and manage regulatory compliance and risk management for all broker -dealer activities, ensuring adherence to SEC and FINRA rules....risks. * Stay current on regulatory developments and advise senior management on the impact of new rules and… more
- TD Bank (New York, NY)
- …management** + **Monitor changes in applicable laws and regulations and advise senior management on potential impacts and required actions** + **Conduct periodic ... a plus.** + **Knowledge of current and emerging trends, including broker -dealer and RIA regulatory expectations and standards for effective compliance management… more
- Santander US (Boston, MA)
- …overseeing all trading activities and supervisory functions within the broker -dealer. This individual will ensure compliance with regulatory requirements, maintain ... environment. * Serve as the designated supervisory principal for the broker -dealer while overseeing daily supervision of registered representatives, branch offices,… more