- Citigroup (Miami, FL)
- …issues escalated + Review and approval of designated bank-channel and broker -dealer investments + Manage surveillance alerts within stated policy guidelines + ... Interface, consult with and escalate to Senior Management and partners including, but not limited to,...Series 9/10 also preferred + Knowledge of Bank and Broker -Dealer businesses, regulatory requirements and related policy + Knowledge… more
- Commonwealth Care Alliance (Boston, MA)
- …Center, such as Member Services, Provider Services, Outreach Specialists, Research Specialists, Broker Team, and the off-phone team. This encompasses all states and ... + Independently present onboarding training to Member Services, Provider Services, Broker Team, Outreach Specialists, Research Specialists, and the off-phone team. +… more
- JPMorgan Chase (Columbus, OH)
- …operating model for investment activity risk-decisioning and secure buy-in from senior leadership. + Collaborate with internal technology, operations, legal, risk, ... analysis, and develop actionable recommendations. + Specific knowledge of core broker -dealer systems, operation of common broker -dealer products, applicable… more
- Robert Half Finance & Accounting (Willis, TX)
- …practices. Licenses and Certifications: Apply expertise as a US Licensed Customs Broker or Certified Customs Specialist (CCS) to oversee and optimize customs ... analyze, and present customs and trade compliance reports to senior management, ensuring clear communication and actionable insights. Cross-Level Collaboration:… more
- SMBC (Jersey City, NJ)
- …of this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking ... various US entities according to candidate's skills set (eg, broker dealer or lending). + Learn how to utilize...+ Assist in the presentation of CRA results to senior 1LOD and 2LOD management, including an overview of… more
- TXNM Energy (Albuquerque, NM)
- …Update to the Board and various other risk reports to the Board and Senior Management + Establishes and maintains broker /insurer relationships to align the ... of ERM documents for the Board of Directors and senior management that involve numerous sources of information and...valuable insights + Ability to build consensus and gain senior management buy-in for risk- and strategy-related recommendations +… more
- New York State Civil Service (Albany, NY)
- …authorizations, contracts, job orders and/or purchaser orders; consult with Senior Procurement Administrator and/or department leadership as required.Draft, review ... completeness and compliance with established procedures consulting with the Senior Procurement Administrator and/or department leadership, as necessary.Evaluate vendor's… more
- Penn Medicine (Philadelphia, PA)
- …communications with referring or sponsoring parties (eg, University Trustees, University senior leaders, Development Officers on behalf of major donors, US and ... foreign governments, and US and global insurance companies, and senior leaders at many corporations, foundations, institutions connected to the University). + As the… more
- KeyBank (Dallas, TX)
- …offices and clients as well as specific geographic territories regarding correspondents and brokers . In this role, the Senior Mortgage Banker interacts with ... goals. **ABOUT THE JOB:** The primary role of the Senior Mortgage Banker is to originate long-term, multifamily real...Mae, Freddie Mac, FHA, CMBS Partners and Life Companies. Senior Mortgage Bankers are responsible for client coverage relative… more
- Ross Stores, Inc. (Dublin, CA)
- …packaging pre\-final lease documents, including preparation of lease summaries, for senior management's review\. * Negotiate with brokers , developers, attorneys, ... options, and lease modifications as assigned by the Group Senior Vice President of Real Estate\. If required, act...for each project\. * Prepare presentations to the Group Senior Vice President, Real Estate with recommendations: signed deal… more