- TD Bank (New York, NY)
- …has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and ... or more years of experience with a registered US broker dealer or regulator. + JD desirable but not...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Institute of Electrical and Electronics Engineers (Piscataway, NJ)
- …and IEEE's global community of volunteers and professionals. As an honest broker , providing balanced, objective insight into complex issues and presenting multiple ... change initiatives that align with strategic goals. Works closely with senior leaders to engage stakeholders, minimize disruption, and ensure coordinated execution… more
- Lincoln Financial (Charlotte, NC)
- …for this opportunity. **Requisition #:** 74904 **The Role at a Glance** As the ** Senior UX Designer** , you will lead the design strategy for Lincoln's Life ... and devices. In this role, you will be expected to regularly consult with senior IT and Business leaders while promoting a customer-centric and data driven design… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Knowledge of applicable laws and regulatory requirements related to broker /dealer and fiduciary activities + Strong interpersonal and influencing skills, with ... the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior … more
- Sciolex Corporation (Chantilly, VA)
- …requirements + An ability to build trust and a reputation as an "honest broker " + An ability to communicate customer requirements to the NRO and NRO capabilities ... NRO HQs and the customer sites + Demonstrated experience briefing senior leaders + Effectively communicate the supported users' activities, interests, intelligence… more
- Citigroup (New York, NY)
- …in the heart of the financial district in New York. It is a senior technical hands-on leadership level position responsible for the overall success of Engineering ... and ensuring it remains stable, flexible and maintainable + Partner with senior technology partners around the globe **Qualifications** + 15+ years of experience… more
- Lincoln Financial (Charlotte, NC)
- …**Requisition #:** 74926 **The Role at a Glance** Are you an experienced Senior Software Engineer who wants to work in an autonomous, modern technical environment? ... the opportunity for you. We are looking for a Senior Software Engineer to join an agile development team...put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... audit process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- Raymond James Financial, Inc. (Denver, CO)
- …laundering, and financial crime compliance. + Escalate issues or concerns to the Senior Manager of Fraud Investigations and Reporting and/or other senior ... applicable fraud-related regulatory or industry rules and guidance. + Broker -dealer operations, transaction methods & financial products, and financial services… more
- Sciolex Corporation (Chantilly, VA)
- …agencies, and operational and unit level commands throughout USPACOM AOR. Acts as the senior NRO representative in the absence of the Senior Field Rep. ... client's requirements. Ability to build trust and reputation as an honest broker . Ability to communicate customer requirements to the NRO and NRO capabilities… more