- Zurich NA (Baton Rouge, LA)
- …+ Provide engineering support to underwriting team by attending client broker meetings + Perform field engineering services where necessary, primarily for ... Engineering experience within the insurance industry + Certified Fire Protection Specialist (CFPS) + Automotive industry property assessment experience + Strong… more
- Bank of America (Atlanta, GA)
- …services and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) + Knowledge of anti-money laundering (AML) regulation and guidance ... for broker -dealers + SIE, Series 3, Series 4, Series 7, and/or Series 24 licenses + Experience interacting with Front Line Units & Customers/Clients + Knowledge of… more
- Zurich NA (New York, NY)
- …+ Providing engineering support to underwriting team by attending client broker meetings. + Monitoring property account engineering services to ensure that ... Engineering experience within the insurance industry + Certified Fire Protection Specialist (CFPS) + Strong communication and consultative skills + Outstanding… more
- Bank of America (Charlotte, NC)
- …or related experience + Demonstrates an understanding of introducing broker and institutional Brokerage Services, and or alternative investments/large portfolio ... services and/or a related government entity + Certified Anti-Money Laundering Specialist (CAMS) **Skills:** + Critical Thinking + Fraud Management + Regulatory… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Registration Specialist to join our Legal and Compliance team, focusing on the day-to-day processing of registration information to ... + 3-5 years' experience in registration, licensing, or compliance within a broker -dealer or investment adviser + Proactive, self-motivated, and highly organized +… more
- University of Iowa Community Credit Union (North Liberty, IA)
- …and Procedures. + Collects invoices for pair-offs and works with the Account Specialist to ensure payment is processed accordingly. + Tracks amount and reason for ... ensures the accuracy of pipeline data. + Communicates extensively with trader and broker dealers to assure incoming or outgoing wire invoices are accurate. +… more
- MyFlorida (Tampa, FL)
- …compliance, operations, or the front office of an investment adviser or broker -dealer. + Individuals who hold or have held securities industry licenses, regulatory ... not limited to, Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (ACAMS); and/or a Certified Public Accountant (CPA) designation. A writing… more
- JPMorgan Chase (Chicago, IL)
- …Advisors in multiple generalist channels including Wirehouse, RIA, Independent Broker -Dealer and Chase Wealth Management channels. These internal partners will ... cycle, resulting in closed alternatives business + Functioning as an alternatives specialist for the generalist CA/ICA teams by adding value in alternatives-related… more
- Broadridge Financial Solutions (Edgewood, NY)
- …+ Certifications such as Cloudflare Certified Partners, Radware Certified Technical Specialist , CISSP, CEH, or GIAC Security Certifications. + Prior consulting or ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- T. Rowe Price (Baltimore, MD)
- …securities lending, + Reference Data Services- Providing support for security, account, broker , and derivatives reference data services. + Risk and Controls - ... relevant work experience Preferred: Prior experience with Middle Office Operations or Specialist role including: + Knowledge of the Middle Office products and the… more