- Zurich NA (Sioux Falls, SD)
- …protection, or Livestock Products. + Supports Underwriter with broker /agent/distributor/customer interactions by providing outstanding customer service skills. Basic ... collection and analysis + Experience with processing, rating and policy management systems used in the insurance industry. Knowledge of processing, rating and policy… more
- Pacific Program Management (Chicago, IL)
- …in defining and implementing improved processes and reporting and financial systems requirements. This role requires working collaboratively with our corporate ... Partner with Markets Finance and Operations to redefine Salesforce, for ease of broker usability, accuracy in data, and development of value-add reporting. * Manage… more
- Dairy Farmers of America (East Syracuse, NY)
- …eligibility rules to prospective and existing clients, regional sales agents, broker partners, and customer service center staff. Provide information within ... documentation, and technical data integrity for the underwriting, rating, and/or enrollment systems + Manage difficult or moderately complex cases and issues through… more
- Raymond James Financial, Inc. (Denver, CO)
- …and monitors trading activities, through the use of various reports and systems . * Pro-actively monitors and ensures that trading activities in clients' accounts ... requirement of Series 24 licensing). Familiarity/facility with RJ and its systems is preferable. * Company's working structure, policies, mission, and strategies.… more
- Zero Hash (NY)
- …deeply technical, and driven. You are eager to learn new technologies and complex systems . If you're looking to have a massive impact in a high-growth startup in ... and financial modeling skills + Strong knowledge of relevant Treasury management systems + Prior experience in building scalable processes and driving continuous… more
- Santander US (Freehold, NJ)
- …defined on a quarterly basis. * Maintain compliance with all applicable bank, broker /dealer, State and Federal regulations associated with the sale of investment and ... Degree or equivalent work experience: Finance, Economics, Management Information Systems , Statistics or equivalent field - Required. Master's Degree Finance,… more
- Scotiabank (Dallas, TX)
- …culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Champions a high-performance environment and contributes to ... premises, furniture, equipment, telecommunications, pre-Action (Fire Suppression), and HVAC systems . + Coordinates all aspects of Record Management arrangement with… more
- Robert Half Finance & Accounting (Boston, MA)
- …Successful candidates will organize compliance records, manage compliance application systems , and maintain accurate documentation processes. Requirements At least ... 2-5 years of compliance or risk management experience for a broker -dealer or investment advisor is required, along with a FINRA Series 7, 24, and 63/66 licenses.… more
- ADM (Chicago, IL)
- …daily/monthly/quarterly performance reporting from multiple views (by customer, product, broker , desk, etc.). + Gather and analyze relevant competitive intelligence ... improve data quality and timeliness in partnership with Finance Systems /IT. + Participate in or lead ad hoc strategic...advanced Excel skills, Essbase, Hyperion, Oracle, GMI or similar systems . Excited about this role but don't think you… more
- Capital One (New York, NY)
- …management mindset with working knowledge of regulatory requirements relevant to the bank's Broker Dealer (SEC / FINRA) and Swap Dealer (CFTC / NFA) activities. + ... Computer Science, Computer Engineering, Software Engineering, Mechanical Engineering, Information Systems or a related quantitative field) + A Master's Degree… more