• Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …but not required. + 7-10 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + ... in Excel, Word, PowerPoint and SharePoint. Knowledge of markets surveillance systems and applications a plus. **Physical Requirements:** Never: 0%; Occasional:… more
    TD Bank (09/21/25)
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  • Sr. Specialist, Business Process Audits & SOX…

    Charles Schwab (Lone Tree, CO)
    …Program. **What you have** + Bachelor's degree in Accounting, Internal Audit, Information Systems , or Finance required + Two or more years of related work experience ... Responsibility Rule requirements **What you'll do:** + Gain exposure to broker -dealer, bank, and corporate processes through robust risk assessments, varied ongoing… more
    Charles Schwab (09/21/25)
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  • Vice President, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …**Preferred Qualifications:** + 5-7 years of experience with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated ... in Excel, Word, PowerPoint and SharePoint. Knowledge of markets surveillance systems and applications a plus. **Physical Requirements:** Never: 0%; Occasional:… more
    TD Bank (09/21/25)
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  • Senior Data Management Professional - Company…

    Bloomberg (Montgomery, NJ)
    …to identify workflow efficiencies and implement technology solutions to enhance our systems , products, and processes. Our Team The Company Financials Industries team ... provides clients with fast and accurate market-moving data-covering broker estimates, financial filings, and other critical datasets that help them assess financial… more
    Bloomberg (09/20/25)
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  • External Wholesaler - RPS

    Lincoln Financial (San Francisco, CA)
    …existing more complex firms/institutions. + Maintains sales call data in appropriate systems and/or complete sales reports. + Meets or exceeds all department and/or ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (09/20/25)
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  • Director, Business Segment Finance - Global

    ReSource Pro (Dallas, TX)
    …and project management. + Lead finance data initiatives and leverage financial systems /tools to drive process efficiency and better decision-making + Act as a ... process, technology, and data to serve more than 1,800 clients across the carrier, broker , and MGA segments - consistently earning a +96% client retention rate for… more
    ReSource Pro (09/20/25)
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  • Recruiting Consultant - New England Territory…

    UNUM (Worcester, MA)
    …managers within the territories you support. + Assist business partners with broker contract process + May perform other duties as assigned. **Job Specifications** ... comfort with the use of computer websites, tracking spreadsheets, Applicant Tracking Systems and online contracting software + Experience in insurance industry and… more
    UNUM (09/20/25)
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  • Network Security - Information Security…

    Wells Fargo (Irving, TX)
    …+ Influence change to information security policy, standards and procedures for systems , applications or tools + Lead large, companywide projects and initiatives + ... + Experience with on-prem and cloud proxy, web isolation, Cloud Access Security Broker + Experience with remote access and ZTNA solutions + Experience with firewalls… more
    Wells Fargo (09/20/25)
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  • Vice President, Sales - Walmart

    TreeHouse Foods, Inc. (Bentonville, AR)
    …distressed, donated, destroyed. . Partner with Commercial Capability to manage broker network and deliver a streamlined go-to-market approach via traditional selling ... Kinaxis/SAP APO, etc. . Possess a knowledge of Walmart/Sams Club data systems such as RetailLink, Scintilla, Madrid . Strong management skills with demonstrated… more
    TreeHouse Foods, Inc. (09/20/25)
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  • Lead Software Quality Assurance Engineer (Hybrid…

    Broadridge Financial Solutions (Newark, NJ)
    …Parquet, and JSON. + Implement and sustain monitoring, alerting, and notification systems using AWS CloudWatch, SNS, PagerDuty, and Slack/email automation. + Manage ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
    Broadridge Financial Solutions (09/19/25)
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