- Lincoln Financial (Fort Wayne, IN)
- …area(s) of responsibility. + Reviews and/or implements policy print on related print systems for compliance. + May draft and/or file or oversee the drafting and/or ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- Neuberger Berman (New York, NY)
- …amendments + Maintain accurate and up-to-date registration records in internal systems and ensure compliance with recordkeeping requirements + Manage FINRA Gateway ... + 3-5 years' experience in registration, licensing, or compliance within a broker -dealer or investment adviser + Proactive, self-motivated, and highly organized +… more
- Robert Half Finance & Accounting (Hatfield, PA)
- …critical business initiatives. * Provide support for pricing strategies, including broker commission reporting and margin analysis. * Monitor commodity market ... abilities. * Experience in margin analysis and familiarity with pricing systems . * Excellent communication skills and a collaborative team approach. *… more
- Lincoln Financial (Fort Wayne, IN)
- …tax compliance, and EU withholding tax reclaims . Familiarity with tax systems (eg, GoSystem, OneSource) **Application Deadline** Applications for this position will ... to help put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- C&S Wholesale Grocers, Inc. (Rancho Cordova, CA)
- …truckload opportunities, and income. + The primary point of escalation for vendor/ broker tactics and planning day to day, including deal submission and approval, ... and oversee daily metrics (sales, volume, inventory, costs, etc.) + Must be systems -oriented, enjoy work with new tools and be a self-motivated and detailed learner… more
- Access Dubuque (Dubuque, IA)
- …Skills:** * Economic development (has coordinated with public sector delivery systems and private sector resources to effectively promote the economic development ... and mobilizes support to accomplish key projects and objectives; can effectively broker deals). * Regional sensibility (has or can develop an appreciation for… more
- Broadridge Financial Solutions (Boston, MA)
- …+ Proficient with at least one of the below: + Business Analysis + Systems Analysis + Enterprise Analysis + Financial Analysis Compensation Range: The salary range ... delivering technology-driven solutions that drive digital transformation for banks, broker -dealers, asset and wealth managers and public companies. At Broadridge,… more
- ReSource Pro (Atlanta, GA)
- …and Governance. + Deep understanding of the P&C insurance industry and core systems . + Strong people leadership potential, with ability to lead without direct ... process, technology, and data to serve more than 1,800 clients across the carrier, broker , and MGA segments - consistently earning a +96% client retention rate for… more
- Thrivent Financial (Greensboro, NC)
- …of the practice, including, but not limited to utilizing Thrivent computer systems and programs in support of client relations and planning activities. The ... credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors. Thrivent provides… more
- Hold Brothers (New York, NY)
- About the Job: Hold Brother's Capital is a self-clearing broker -dealer with a specialization in proprietary trading in US equities markets, headquartered in New York ... + Demonstrate comprehensive knowledge of trading practices, market trends, and trading systems to effectively address client needs. + Maintain a strong understanding… more