- US Bank (Irvine, CA)
- …of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable to ... a critical role in maintaining a strong culture of compliance and risk management across your assigned region(s). You...Bank 's Code of Ethics and regulatory obligations, including AML , BSA , and information security protocols. **Basic… more
- Regions Bank (Hoover, AL)
- …(SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ... and performing post release analysis + Prepares and delivers presentations for the bank 's senior leadership + Identifies and manages both existing and emerging risks… more
- Regions Bank (Birmingham, AL)
- …Demonstrates knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ( BSA / AML ), Beneficial Ownership, ... documentation exceptions post-closing, and interacting with borrowers, outside counsel, bank associates, and a variety of third parties. **Primary Responsibilities**… more
- Regions Bank (Tampa, FL)
- …+ Knowledge of commercial credit, regulatory (including Bank Secrecy Act - Anti Money Laundering Software ( BSA / AML ), Beneficial Ownership, Office ... documentation exceptions post-closing, and interacting with borrowers, outside counsel, bank associates, and a variety of third parties. **Primary Responsibilities**… more
- Enterprise Bank & Trust (San Diego, CA)
- …duties and responsibilities as it relates to the Bank Secrecy Act ( BSA ), Anti-Money Laundering Act ( AML ), Patriot Act , and Office of Foreign ... commitment letters. + Demonstrate a satisfactory understanding of and adherence to Bank operational policies and applicable compliance regulations as they relate… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... industry standards and developments in the areas of KYC, BSA / AML , and OFAC , and apply...Minimum 5 years professional experience and 3 years relevant compliance experience (conducting AML /Fraud investigations, SARs preparation… more
- MUFG (Irving, TX)
- …familiarity with USA PATRIOT Act , BSA / AML and OFAC screening regulations. + Prior experience designing compliance program tuning and configuration ... and deductive reasoning. + 0-2 years' experience designing, analyzing, testing and/or validating BSA / AML models, and/or OFAC sanctions screening models. +… more
- MUFG (Irving, TX)
- …familiarity with USA PATRIOT Act , BSA / AML and OFAC screening regulations. + Prior experience designing compliance program tuning and configuration ... 3+ years of experience designing, analyzing, testing and/or validating BSA / AML models, and/or OFAC sanctions...implementing, testing or evaluating performance of financial crime and compliance systems. + Sound knowledge on AML … more
- MUFG (Irving, TX)
- …of the FRB, SEC, OCC, FATF, FinCEN, OFAC , and familiarity with USA PATRIOT Act , BSA / AML and OFAC screening regulations. + Familiarity with vendor ... and data analytics. + 3 plus years' experience designing, analyzing, testing and/or validating BSA / AML models, and/or OFAC sanctions screening models. + 5… more
- Coinbase (Montgomery, AL)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC , FinCEN guidance) * Positive energy… more