- Comerica (Farmington Hills, MI)
- …experience leading OFAC regulatory processing functions + 3 years of Federal Banking Regulation ( Bank Secrecy Act /USA PATRIOT Act ) experience Preferred ... Job Description Sanctions Compliance Manager The Sanctions Compliance...by being responsible for the daily operations of the bank -wide Sanctions screening process. This role is expected to… more
- KeyBank (Cleveland, OH)
- … testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/ BSA ) regulations and laws, industry ... of REA team on projects and testing. The Senior Compliance Manager must have a strong understanding...and regulations of the financial services industry (eg - AML/ BSA , consumer compliance , etc.) to include: OCC,… more
- Regions Bank (Birmingham, AL)
- …of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- Capital One (New York, NY)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... Senior Audit Manager , Financial Crimes Compliance & AML...integration effort. Responsibilities include: + Plan, perform, and lead BSA / AML / Financial Crimes Compliance … more
- Walmart (Bentonville, AR)
- …Ethics a€" Quality Assurance role is critical to ensure that Walmart satisfies its Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) regulatory ... Services Compliance team and be a key leader within Financial Crimes Compliance for the worlds largest retailer. The Manager , Specialty Compliance … more
- Walmart (Bentonville, AR)
- …and services offered by Walmart, specifically within the applicable Anti-Money Laundering (AML) and Bank Secrecy Act ( BSA ) laws, rules, and regulations ... ** **What you'll do ** Must work in Bentonville, AR The ** Manager Specialty Compliance and Ethics, AML Testing and Monitoring** role will participate in… more
- Arrow Financial Corporation (Glens Falls, NY)
- …to join Compliance and Risk team as: Bank Secrecy Act ( BSA...support to the Bank Secrecy Act Manager to ensure Company compliance ... of duties and initiatives designed to maintain a strong BSA /AML/OFAC compliance position for the Arrow Family...compliance reports in timely manner for review by Bank Secrecy Act Manager… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program... Compliance Program plan and other initiatives in compliance with the Sarbanes-Oxley Act ("SOX"). Works… more
- US Bank (Tempe, AZ)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...current or future visa sponsorship._** Fraud Strategy Risk and Compliance is hiring a leader with oversight of Controls… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies and… more