- MUFG (Irving, TX)
- …maintaining highly effective operational practices in their assigned portfolio. Ensure satisfactory compliance with the Bank 's BSA /AML policies regarding ... other AML operations areas, the Financial Intelligence Unit Director, BSA Officer , and/or Business Unit Executives. Build...governing mission readiness and in support of the larger Bank BSA /AML program. Provide technical guidance and… more
- Santander US (Boston, MA)
- …the annual risk assessment process that assesses the BSA /AML and Sanctions compliance risk across the bank including all lines of business. This process ... place to mitigate such risks. Reporting to the Deputy BSA /AML Officer within the BSA /AML...or Financial Services. - Preferred. + Advanced knowledge of BSA , USA PATRIOT Act , and OFAC Sanctions… more
- TD Bank (Boston, MA)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer + Oversees… more
- Wells Fargo (Boca Raton, FL)
- …accounts and evaluate the profitability and risk of designated portfolio + Verify compliance and report identified issues for resolution + Make decisions on complex ... updates on implementations + Develop expertise in the policies, procedures, and compliance requirements + Handle complex customer issues which include escalation and… more
- MUFG (Tempe, AZ)
- …operations. Ensure the Staff receives proper training in all regulatory and bank compliance issues. Enforce applicable internal and HO operational procedures. ... changes to workflow process, system enhancements and internal controls are effected. + Compliance : Enforce bank 's compliance policies and procedures. Ensure… more
- Cambridge Savings Bank (Waltham, MA)
- …responsibilities of the Risk Management department with Internal Audit, General Counsel, BSA / Compliance , Operations, IT and other teams, ensuring no overlap of ... POSITION: Operational Risk Analyst Summary: At Cambridge Savings Bank , our purpose is to have a positive...Risk and Business Continuity Manager and Chief Information Security Officer , assist in the preparation of risk reporting to… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility (AML/ BSA /etc). Computer Skills ... reqeuests. + Coordinate with business banking team to keep customer in compliance with financial reporting and covenant requirements. + Arrange closings of renewals… more
- FirstBank PR (San Juan, PR)
- …the Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank 's policies and applicable regulations. Leads the ... specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + .… more
- Newtown Savings Bank (Newtown, CT)
- …you thrive on building customer relationships and helping local business owners? Newtown Savings Bank is seeking an Outside business sales officer for the role ... strategies to achieve this growth. + Partner with other bank employees on a regular basis to help target...the Small Business Lending program. + Follow all procedures, compliance requirements, and regulations needed to ensure all sales… more