- Principal Financial Group (Des Moines, IA)
- …you'll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of ... issues. + Lead regulatory exam coordination and develop effective response strategies. + Conduct compliance risk assessments and targeted testing across life and… more
- GE HealthCare (Waukesha, WI)
- …cultural and organizational change + Strong grasp of The Spirit & The Letter, business ethics policies and current compliance practices and relevant industry ... advantage. The focus will be to: (i) further embed compliance into our business operations, allowing for...facilitate risk assessment and decision-making + Unquestioned integrity and ethics in business and personal conduct… more
- US Bank (Minneapolis, MN)
- …must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety ... One. **Job Description** Partners with leaders in their assigned Line of Business , Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending… more
- CIBC (Chicago, IL)
- …oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business . US Compliance supports these lines of business by being ... bank + Serve as a subject matter expert on compliance -related issues, providing advice and support to business...the appropriate channels identified in the CIBC Code of Conduct (ie, HR, management, Ethics Hotline, Whistleblower,… more
- Principal Financial Group (Des Moines, IA)
- …you'll need to follow an Investment Code of Ethics related to personal and business conduct as well as personal trading activities for you and members of ... HR compliance policies and procedures. + Lead compliance risk assessments and conduct testing to...contract provisions, and HR regulations. + Serve as a compliance advisor on major business initiatives and… more
- Parker Hannifin Corporation (Cleveland, OH)
- …operations, assessing regulatory changes that may impact the company's government-regulated business , and ensuring the necessary adjustments to compliance ... & Accounting, External Reporting, Internal Audit, Marketing, Human Resources, Environmental Compliance , Security, etc.) to ensure that business integrity and… more
- Wawa, Inc. (IA)
- …audit trail. + Regularly conduct gap assessments and educate the business partners on compliance topics (eg, consumer rights, anti-money laundering (AML), ... labor laws, and other regulatory standards. + Develop and conduct compliance risk assessments across the organization...investigations into compliance breaches and collaborate with compliance business partners to resolve and implement… more
- Baylor Scott & White Health (Dallas, TX)
- …legal, risk management, finance, and Information Security to identify and resolve compliance issues in accordance with overall BSWH business objectives. ... Able to "get things done" - Strong working knowledge of healthcare compliance practices, ethics , and regulatory requirements. - Experience conducting healthcare… more
- GE Vernova (New York, NY)
- **Job Description Summary** GE Vernova's Ethics & Compliance Team is seeking an experienced regulatory compliance professional that will partner with GE ... Vernova's Financial Services ("FS") business to manage FS' compliance program. The...Commission (SEC). + Demonstrated understanding of the UK Financial Conduct Authority (FCA) Handbook, underlying compliance principles,… more
- Snap Inc. (Los Angeles, CA)
- …governance, and policy development. You will also oversee Snap's Code of Conduct , manage key compliance systems and disclosures, support cross-functional teams ... records retention and employee communications tools to support legal and regulatory compliance . + Risk Assessment & Continuous Improvement: Conduct risk… more
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