- Wells Fargo (Charlotte, NC)
- …of active participation in UAT testing + Review and refine written process and control procedures + Reconcile key data elements between systems of record to ... divisions at wellsfargojobs.com . This team supports the static data configuration with regard to the Futures Commission Merchant... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Broadcom (Broomfield, CO)
- …or business consulting resource to business level managers and control owners. + Develops metrics that provide data for process measurement, identifying ... and external customers. **Skills & Experience** + Bachelor's degree in Information Security, Business , Audit, Risk Management, or related field. + 8+ years of… more
- CBRE (Richardson, TX)
- …IT general controls across CBRE (both automated and manual), working with technology/ business control owners across the CBRE organization, evaluating control ... or direct participation in risk management processes, including application risk classification and application control assessments is preferred. + Knowledge… more
- Banc of California (Santa Ana, CA)
- …team. + Lead critical control activities with stakeholders across the business , quantifying risk , evaluating mitigations, and driving actions to measurably ... analyzing their impact and likelihood of occurrence. + Generate reports on risk assessments, compliance status, and control effectiveness to communicate findings… more
- JPMorgan Chase (Jersey City, NJ)
- …JPMorgan & Chase's Internal Audit policy. Design and execute tests to verify control effectiveness to mitigate risk . + Demonstrate professional skepticism while ... providing objective evaluations of technology processes, enhancing the organization's risk management capabilities, and developing business partnerships within… more
- KeyBank (Brooklyn, OH)
- …eg - trust, private banking, securities/investment management) testing experience leveraging risk -based auditing techniques. + Experience with data analysis ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...of compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role… more
- Bank of America (Dallas, TX)
- …and testing routines and reporting to identify potential AML risks and/or control weaknesses; conducting targeted risk assessments, threat assessments and ... risk management, AML compliance, regulatory compliance, investigations, operational risk management, business controls, or experience in related field… more
- Wells Fargo (Charlotte, NC)
- …Office. This includes operations, control executives, strategic execution, business continuity and resiliency, data solutions and services, regulatory ... monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite… more
- TD Bank (Mount Laurel, NJ)
- …BAO support for controls, CDE/ADS requirements, issue managements, attestations, and risk remediation, while ensuring trusted, compliant data across Core ... business problems + Ensures team leverages knowledge of data capabilities across the organization to build and deliver...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- CSL Behring (Kankakee, IL)
- …changes through formal change control processes, ensuring GMP compliance, data integrity, and controlled risk . + Drive continuous improvement initiatives ... including refurbishment, upgrade, and replacement strategies based on asset condition and business risk . **6.** **Compliance, Quality & Safety** + Ensure… more