- TD Bank (New York, NY)
- …Management, DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and Chief Compliance Officers) to develop clear deliverables, milestone, and ... technology and key stakeholders (eg, Trade Surveillance Leads, and Chief Compliance Officers globally) to develop clear...We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- TD Bank (New York, NY)
- …and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... advise the business on current and emerging regulatory and compliance issues and industry or market developments...We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- ADP (Allentown, PA)
- …as a consultative business partner introducing ADP's leading solutions to Chief Financial Officers, Human Resources and Payroll Administrators, Small Business ... and present your ideas in a clear professional manner while leveraging go-to- market technology throughout the sales process. + Continuous Learner. You're always… more
- Warner Bros. Discovery (Burbank, CA)
- …enterprise-wide financial strategy. The ideal candidate will bring deep expertise in capital markets , corporate treasury, and investor engagement, along with the ... goals. + Support executive leadership with strategic insights and recommendations on capital markets and investor sentiment. + Represent Warner Bros. in… more
- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk… more
- Bank of America (New York, NY)
- …in foreign exchange ("FX") spot, swaps, forwards and options in G10 and emerging market currency pairs. In emerging markets , products offered to clients also ... as Volcker balance sheet review, validation of Volcker and Capital attributes for books to ensure compliance ...+ BS/BA Degree required (Finance, Accounting preferred) + Global Markets experience + Global Rates market knowledge… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,… more
- HUB International (Chicago, IL)
- …corporate law (particularly in SEC compliance ), board and corporate governance, capital markets or regulatory enforcement, all resulting in a proven record ... a wide range of other securities-related matters, including regulatory compliance , SEC and SOX compliance , corporate and...she will provide advice and support to the Board, Chief Legal Officer, Executive Management and employees on these… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Description** The Director, IT Functional Control Officer (FCO) for Capital Markets /Nikko is a change agent and...serves as a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture… more
- MetroLink (Los Angeles, CA)
- …to regional, multi-modal transportation operations, longer-term service growth, capital program development, business initiatives and organizational initiatives, and ... + Participate in developing program guidelines, strategies, and policies for capital projects, service design, stations, and facilities. + Negotiate and execute… more