- Robert Half Finance & Accounting (New York, NY)
- …CFO and oversees Financial Accounting (GAAP), Management Reporting, Treasury/Liquidity, FP& A, Audit and Regulatory Filings. This role is hybrid remote requiring 3 ... experience with Financial Accounting (GAAP), Management Reporting, Treasury/Liquidity, FP& A, Audit and Regulatory Filings + Experience managing and developing a… more
- TD Bank (Greenville, SC)
- …skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and services, ... management, and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory requests, findings, audits and/or… more
- TD Bank (New York, NY)
- …stakeholders. Coordinate ad hoc responses to regulatory agencies and mange internal audit findings, requests related to the risk and reporting team's oversight.** ... regulations** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory environment, enterprise governance framework, products and… more
- MetroLink (Los Angeles, CA)
- …accounting and reporting procedures, internal controls, third-party contract audit procedures, public hearing policy, preliminary engineering studies, etc.) ... current grants + Participate with executive leadership in resolving audit issues with grantors + Oversee implementation and maintenance...another SCRRA employee is not eligible for the opt out/ cash in lieu credit if he/she is covered under… more
- JPMorgan Chase (Plano, TX)
- …resolutions, and operational risk events. + Engage with legal, compliance, risk, audit , and technology control partners to manage regulatory and reputational risk. + ... of experience in financial services industry with background in controls, audit , quality assurance, operational risk management, or compliance; or equivalent subject… more
- JPMorgan Chase (Plano, TX)
- …scorecards, and traceability logs to comply with global regulatory and audit requirements. + Establish governance frameworks for templated vs. custom-made content, ... automated expiration workflows, legal holds, and audit trail requirements across business. + Lead cross-functional compliance, legal, and security reviews to ensure… more
- TD Bank (New York, NY)
- …all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive response to all ... external audit , regulator and compliance requests and findings + Maintains...base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- TD Bank (Mount Laurel, NJ)
- …internal IT Infrastructure Teams, and Business partners on the remediation of audit findings and vulnerabilities to ensure adhere to TD's security controls and ... well as infrastructure components. + Maintenance of proper artifact repositories for audit purposes. + Coordinate digital certificate renewals in all environments. +… more
- TD Bank (New York, NY)
- …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...base salary and variable compensation/incentive awards (eg, eligibility for cash and/or equity incentive awards, generally through participation in… more
- Capital One (Richmond, VA)
- …with marketing and technical teams within COMPASS to equip them to be continuously audit -ready, while managing some of the workflow tools the teams use to bring ... our Marketing and Design partners while minimizing the overhead required to stay audit -ready. + Well-managed innovation: The team is always pushing into the unknown,… more