- US Bank (Chicago, IL)
- …excel at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer ( CCO ) for one of our multiple series ... in a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge of federal securities regulations… more
- State of Minnesota (St. Paul, MN)
- …and Families (DCYF) is seeking a dynamic and strategic leader to serve as our Chief Compliance Officer ( CCO ). This position oversees funding, programs, ... **Working Title: Chief Compliance Officer ** **Job...operations reflect the highest standards of integrity, accountability, and compliance . As the CCO , you will: +… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs and Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior executive ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- Nelnet (Draper, UT)
- …by our mission of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer (" CCO ") is a consumer advocate with ... focus of protecting the end consumer and customer. The CCO will ensure the development and maintenance of a...possible compliance issues or inquiries. Assist the Chief Risk Officer in developing the annual… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... General Counsel, with organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure our system's adherence… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- BMO Financial Group (New York, NY)
- The BMO Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool ... Execution Services, LLC (CES). The broker-dealer CCO would manage the implementation, maintenance and administration of the broker-dealer compliance programs.… more
- Jensen Precast (Lockeford, CA)
- …the sales team. Starting Salary range based on experience $28.00 to $35.00 with a CCO certification. A highlight of your day to day will include: + Operating a ... **WHO WE ARE LOOKING FOR** You're a licensed Class A CDL driver with an CCO certification TLL designation. You like to be home daily and paid hourly. Placing… more
- Paradigm Enterprises, Inc. (Fargo, ND)
- …to grow in their roles and operating capabilities **Essential Functions** + CCO certified required. + Safely operate equipment, without incident, while maintaining ... rules. + Performs other duties as requested. **Requirements** **Position Qualifications** + CCO certified. + Read and comprehend all civil plans + Safely lead… more