- Janus Henderson Investors (Denver, CO)
- …and Rule 206(4)-7. The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer ( CCO ) reports under Rule 38a-1 ... love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the...Analyst performs a variety of activities in the Corporate Compliance group related to the design and implementation of… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Robert Half Finance & Accounting (Washington, DC)
- …deadlines. + Assist with regulatory filings and compliance reporting alongside the Chief Compliance Officer ( CCO ). + Lead budgeting, forecasting, ... closings and realizations, ensuring smooth transaction execution. + Monitor compliance with credit facility requirements and coordinate with internal/external… more
- TD Bank (Charlotte, NC)
- …and providing coaching and counseling as needed. The Compliance Manager supports the Chief Compliance Officer ( CCO ) in ensuring the Bank's ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- TD Bank (New York, NY)
- …support, guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer ( CCO ) in ensuring the ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- American Humane (Washington, DC)
- …of strategies and goals for the organization. Working in collaboration with the Chief Communications Officer ( CCO ), the VP will ensure maintenance ... President & CEO, EVP, Chief Operating Officer (COO), Chief Program Officer , CCO , VP, Partnerships and senior leadership across the organization.… more
- AdventHealth (Altamonte Springs, FL)
- … Officer reports to and works in conjunction with the Senior Vice President, Chief Compliance Officer at AdventHealth to provide leadership and oversight ... communication, and guidance and tools. + Collaborate/strategize with the SVP, Chief Compliance Officer on implementation and effectiveness of the… more
- Ralliant (Raleigh, NC)
- …into execution and measurable improvements. In this role, you'll partner closely with our Chief Compliance Officer to **shape, scale, and innovate** our ... of compliance and accountability. Key Responsibilities + Partner with the Chief Compliance Officer to advance strategic goals and translate them into… more
- Tucson Electric Power (May, OK)
- …of the NERC/WECC reliability standards identified to Generation Management and the company's Chief Compliance Officer , as applicable, in accordance with the ... NERC/WECC reliability standards identified to Generation Management and the company's Chief Compliance Officer , as applicable, in accordance with the… more
- MTA (New York, NY)
- …- $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various- TBD HOURS OF WORK: 9:00 ... to the compliance and integrity program as are delegated by the Chief Compliance Officer or identified compliance personnel. + Guide managers through… more