- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- CHIEF FINANCIAL OFFICER Dunham & Associates Holdings, Inc. and its subsidiaries (collectively, "Dunham") is a thought leader in the financial services ... a subsidiary of Dunham, is an independently owned, registered Broker / Dealer and Investment Adviser helping Financial...and related services. Job Summary: (Purpose of Job) The Chief Financial Officer is responsible… more
- Bank of America (Charlotte, NC)
- …of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ CFO -Regulatory-Reporting-Controller-II--Global- Financial -Controls-\_25036929) ... CFO Regulatory Reporting Controller II (Global Financial...Regulatory Reporting Controller II role is within the GRR Broker Dealer organization responsible for the preparation… more
- Charles Schwab (Westlake, TX)
- …and demonstrated experience forecasting and managing bank holding company capital, bank subsidiary capital, and broker - dealer net capital + Excellent ... and external factors, in particular ICAAP regulations + Support the Treasurer and CFO on ad hoc strategic requests + Develop related narratives and analytics for… more
- Bank of America (New York, NY)
- …managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer ( CFO ) Group, we also bring together a ... view across all seven risk types for the Company's CFO . The team helps Bank of America...& LOB team and approval via senior executives and broker - dealer Board of Directors, as appropriate. Monitor… more
- Bank of America (Charlotte, NC)
- …subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer reporting or SEC financial reporting (10K/10Q) + ... 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Senior-Audit-Manager\_25029905) **Job Description:** At Bank of America, we are guided by a common… more
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