- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership ... position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- Wabtec Corporation (Pittsburgh, PA)
- …future generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer and is ... for the organization, including promoting (a) use of the compliance hotline; (b) heightened awareness of the Code... compliance hotline; (b) heightened awareness of the Code of Conduct, and (c) understanding of new and… more
- Texas Tech University (Lubbock, TX)
- …auditors to avoid duplication and enhance oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and TTUS on internal audit, risk management, governance, control, compliance , and management matters. * Builds trusted relationships with… more
- New York State Civil Service (Scotia, NY)
- …State NY Zip Code 12302 Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief ) works under the supervision of the Base ... and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance with the...330 Old Niskayuna Road City Latham State NY Zip Code 12110 Notes on Applying To be considered for… more
- MTA (Jamaica, NY)
- …MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Oct 31, 2025 Description ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- Insight Global (Dallas, TX)
- Job Description Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the ... fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- Stanford Health Care (Palo Alto, CA)
- …in Office of Compliance and Privacy improvement projects. + Supports the Chief Compliance Officer and other members of the Office of Compliance ... Identify and implement solutions to enhance and update the compliance policy governance framework, including the Code ...other related job duties and projects assigned by the Chief Compliance Officer and/or the Director of… more
- WMCHealth (Valhalla, NY)
- …across the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely with ... program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and...with Corporate Communications and HR to promote awareness of compliance policies, the Code of Conduct, and… more
- Lundbeck (Deerfield, IL)
- …Help drive a compliant culture. Execute other duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer. Stay abreast ... Manager, Field Compliance Requisition ID: 7092 Location: Deerfield, IL, US...US Psychiatry organization. + **Policies, Procedures and Controls, including Code of Conduct:** Responsible for relevant training and awareness… more
- Globus Medical, Inc. (Audubon, PA)
- …Summary** **:** The Senior Compliance Manager works with the Director of Compliance and Chief Compliance Officer to support our Global business ... Code , MedTech Code , and all other company policies. + Ensures Compliance with applicable governmental laws, rules, and regulations, both in the United States… more