- Lundbeck (Deerfield, IL)
- …Help drive a compliant culture. Execute other duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer. Stay abreast ... Manager, Field Compliance Requisition ID: 7092 Location: Deerfield, IL, US...US Psychiatry organization. + **Policies, Procedures and Controls, including Code of Conduct:** Responsible for relevant training and awareness… more
- Globus Medical, Inc. (Audubon, PA)
- …Summary** **:** The Senior Compliance Manager works with the Director of Compliance and Chief Compliance Officer to support our Global business ... Code , MedTech Code , and all other company policies. + Ensures Compliance with applicable governmental laws, rules, and regulations, both in the United States… more
- TD Bank (Mount Laurel, NJ)
- …participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Principal Financial Group (Des Moines, IA)
- …to strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance policies ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an **Director - HR Compliance ** . This role will play a critical part… more
- Janus Henderson Investors (Denver, CO)
- …Rule 206(4)-7. The key duties and responsibilities include: + Prepare quarterly and annual chief compliance officer (CCO) reports under Rule 38a-1 and annual CCO ... love to hear from you! Your opportunity The Senior Compliance Analyst performs a variety of activities in the...complete industry surveys, organizational commitments (eg, CFA Asset Manager Code ), and client reports or requests (eg, Section 15(c)… more
- The Hertz Corporation (Estero, FL)
- …broader Hertz Ethics and Compliance team and under the authority of the Chief Compliance Officer ("CCO"), will be responsible for daily management of the ... Do:** + Act as a model and champion of Hertz Code of Conduct and company compliance policies. + Program-manage assigned compliance topics, including risk… more
- CCSI INC (Norwich, NY)
- …and monitor implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer. + Develop, execute, maintain and revise ... Compliance and Quality Improvement Specialist - On Site...Board (CSB). + Regularly review and update the local Code of Conduct, as warranted. + Ensure establishment and… more
- Mastercard (Harrison, NY)
- … compliance professionals and will report to the Executive Vice President, Chief Compliance Officer of Mastercard. Role: * Enhance the Anti-Corruption Program ... with region compliance focused on supporting local staff on Anti-Corruption, Code of Conduct, Conflict of Interest and other key compliance requirements… more
- Mallinckrodt Pharmaceuticals (Malvern, PA)
- …to completing investigative summaries and reporting investigation outcomes to the Chief Compliance Officer, senior management and Executive Leadership Committee. ... Job Title Head of Compliance Investigations Requisition JR000015357 Head of Compliance...diverse scope into allegations of violation of law, Company's Code of Conduct or company policies. This role has… more
- Post Holdings Inc. (St. Louis, MO)
- …a deep understanding of the regulatory landscape. This role will report to the Chief Compliance Officer and will support and manage the Company's compliance ... Development and Enforcement** + Oversee the management of the Compliance Program's global policies and the Code ...the Compliance Program's global policies and the Code of Conduct; develop new global policies as necessitated… more
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