- Lamar University (Beaumont, TX)
- …directly to the Vice President, Director of Athletics and serves as the chief compliance officer for the athletics department. The successful candidate will ... Position Information Posting Number 20113146 Position Title Director, Athletics Compliance FTE 1.0 Position Type Staff Department Athletics Director...lead the department's compliance efforts on campus and work with a third-party… more
- CIBC (Chicago, IL)
- …and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance Officer (CCO) and supports US Compliance mandate to ... line of defense and collaborate across functional areas. US Compliance delivers on the global Compliance mandate...areas. US Compliance delivers on the global Compliance mandate by providing timely, proactive advice and independent… more
- Syracuse University (Syracuse, NY)
- The Compliance Specialist with oversight from the Chief Compliance Officer, is primarily responsible for supporting the development and implementation of the ... university compliance program. The Compliance Specialist collaborates with unit and college compliance partners across the university who have regulatory and… more
- Prime Therapeutics (Frankfort, KY)
- …compliance communication for risk assessment and corrective action plans for the Chief Compliance Officer's reporting to the Corporate Compliance ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more
- Caris Life Sciences (Phoenix, AZ)
- …by the Director - Privacy & Compliance and at the direction of the Chief Compliance Officer, and Privacy Officer. The Senior Privacy & Compliance ... Caris is where your impact begins.** **Position Summary** The Senior Privacy & Compliance Specialist will contribute to projects that support overall privacy and … more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more
- Scotiabank (New York, NY)
- …Scotia Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual execution ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 -...individual must contribute to the overall success of the Compliance Department by ensuring specific individual goals, plans, and… more
- SMBC (New York, NY)
- …management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...such as the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance… more
- Forward Air (Dallas, TX)
- …on compliance issues and regulatory changes. + Act as a key advisor to the Chief Compliance Officer. + Build or scale a trade compliance program in line ... The Director, Global Trade Compliance oversees and manages the company's global sanctions...oversees and manages the company's global sanctions and trade compliance program, ensuring adherence to international trade laws and… more
- Post Holdings Inc. (St. Louis, MO)
- …a deep understanding of the regulatory landscape. This role will report to the Chief Compliance Officer and will support and manage the Company's compliance ... we make a difference. Responsibilities The Vice President of Global Ethics and Compliance plays a critical role in setting the strategy and overseeing the Company's… more