- Phillips 66 (Houston, TX)
- …. Compliance Investigations - Support the GEC Ethics Department and Chief Compliance Officer in conducting internal investigations of P66 trader behavior ... Together we can fuel the future** The Commercial Trading Compliance department is a key part of the Phillips...key part of the Phillips 66 Global Ethics & Compliance ('GEC') group and primarily supports the Phillips 66… more
- Vanguard (Malvern, PA)
- …comprehensive compliance program for Vanguard's broker-dealer business. Working for the Chief Compliance Officer, this compliance leader, directly and ... In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while… more
- Prime Therapeutics (Lincoln, NE)
- …process and program and advises on areas of organizational risk + Supports the Chief Compliance Officer's reporting to the Corporate Compliance Committee and ... passion and drives every decision we make. **Job Posting Title** Director, Compliance (Regulatory) **Job Description** The Director of Compliance is responsible… more
- ManTech (Herndon, VA)
- …the Senior Corporate Investigator, the Executive Director of Investigations, and the Chief Compliance Officer to ensure cases are processed completely, ... motivated, career and customer-oriented Investigator to join our Regulatory Affairs and Compliance team. The candidate must be **located within a commutable distance… more
- WM (Houston, TX)
- Under the guidance of the Chief Compliance & Ethics Officer (CCEO) and the Senior Director of Ethics and Compliance , the Ethics and Compliance Program ... responsible for the effective implementation and operation of the company's compliance and ethics program. This includes supporting the administration and oversight… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …more! **Description** **Overview** The Compliance & Privacy Partner reports to the Chief Compliance Officer of Emory Healthcare (CCO EHC) and is responsible ... the daily operations of the Emory Healthcare Office of Compliance Programs. This role serves as a subject matter...role serves as a subject matter expert on regulatory compliance and privacy, supporting the implementation of compliance… more
- Dayton Children's Hospital (Dayton, OH)
- …Main CampusDepartment: Compliance and PrivacySchedule:Full timeHours:40Job Details:Reporting to the Chief Compliance and Privacy Officer, the Corporate ... guidance and direction on effective implementation of the Corporate Compliance Program and the Compliance Plan. The...of the Corporate Compliance Program and the Compliance Plan. The Specialist assists with managing the day-to-day… more
- GE HealthCare (Waukesha, WI)
- …to closure + Any other responsibilities that may be identified by the Chief Compliance Officer or business from time to time **Basic ... **Job Description Summary** The Senior Compliance Leader - AI & Data will lead...lead the development, implementation and oversight of a comprehensive compliance framework for artificial intelligence (AI) technologies deployed across… more
- TD Bank (Charlotte, NC)
- …and risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- CIBC (New York, NY)
- …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies and ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training,… more