- MUFG (Tempe, AZ)
- …follow up with people across various entities, and prepare reports for review by Chief Compliance Officer. + The leader will use their expertise in reporting ... details. **_Job Summary:_** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities...and tasks that are required for effective management of compliance risk within the bank. As part of this… more
- Marriott (Bethesda, MD)
- …and other critical areas as designated by the General Counsel and Chief Compliance Officer. **CANDIDATE PROFILE** **Education and Experience** **_Required_** + ... understand complex regulatory expectations and relevant laws impacting an ethics and compliance program, staying updated on changes in these areas. They must… more
- Duquesne Light Company (Pittsburgh, PA)
- …closely with the Director, NERC Compliance , the Senior Manager, CIP Regulatory Compliance and the Chief Compliance Officer in development and maintenance ... (NERC) Critical Infrastructure Protection (CIP) Reliability Standards, the **CIP Regulatory Compliance Specialist** will review and assist in the coordination of… more
- Texas Health Resources (Dallas, TX)
- …in alignment with THR policies. Report on a regular basis to the THR Chief Compliance Officer and the THPG Board on program effectiveness including progress ... **Director Compliance and Privacy - Texas Health Physicians Group**...place to work. **Job Description** ORGANIZATION AND OVERSIGHT - COMPLIANCE AND PRIVACY PROGRAMS: Oversee, lead and administer the… more
- Walgreens (Deerfield, IL)
- …and supporting regulatory audit inquiries. This role reports directly to the WBA Global Chief Compliance and Ethics Officer and will have a strong working ... **Job Description:** Job Summary The Senior Director US Retail Compliance assumes a strategic leadership role in the oversight of Walgreens compliance strategies… more
- Neuberger Berman (New York, NY)
- …develop its policies and procedures. **Responsibilities** : + Provide administrative coordination and compliance support to the Chief Compliance Officer and ... Neuberger Berman's Compliance team is seeking an Administrative Coordinator and Compliance Analyst to support the firm's compliance policies while adherence… more
- Bank OZK (Little Rock, AR)
- …and guidelines. + Performs any other duties and responsibilities as determined by the Chief Compliance Officer, Managing Director of Compliance , and/or the ... execution of the Bank's Fair Lending Risk Management Program. Serves as a compliance subject matter expert in all applicable federal laws and regulations, including,… more
- Cleveland Research Company (Cleveland, OH)
- …Compliance Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks ... Compliance Associate Cleveland Research Company is an independent...associated with a Broker Dealer firm. Our Compliance Department develops and maintains strong relationships across the… more
- City of New York (New York, NY)
- …program staff, auditors, and other audit stakeholders Your Role Reporting to the Chief Compliance Officer and working closely with other staff throughout the ... opportunities for equitable growth. Your Team The newly created Office of Compliance & Risk Management (CRM) centralizes various critical compliance , oversight,… more
- State of Nevada (NV)
- …Incumbents in the Compliance /Enforcement Investigator II, III, Supervisory Compliance / Enforcement Investigator and Chief Investigator, Compliance ... COMPLIANCE /ENFORCEMENT INVESTIGATOR 2 APPROXIMATE ANNUAL SALARY - $80,053.92...background review and fitness determinations as assigned by the Chief of Enforcement. The State of Nevada is an… more
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