- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
- T. Rowe Price (Owings Mills, MD)
- …in ways that matter to you . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for ensuring compliance ... implement compliance vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and regulatory developments. Design… more
- Aegon Asset Management (Denver, CO)
- …regulatory requirements. Develop and assist in the preparation of reports for the TAM Chief Compliance Officer concerning these programs. + Direct and assign ... reviews, regulatory examinations, investigations, rule changes and/or industry trends. Advise Chief Compliance Officer of regulatory risks, gaps, and problem… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Johns Hopkins University (Baltimore, MD)
- …to the Dean for the JHUSOM, and to the Sr. Associate General Counsel and Chief Compliance Officer , within the Office of General Counsel. Specific Duties ... communication strategy. _Working with the Office of the General Counsel and the Chief Compliance Officer_ + This involves reporting on and resolving matters of … more
- Stanford Health Care (Palo Alto, CA)
- …+ Participate in Office of Compliance and Privacy improvement projects. + Supports the Chief Compliance Officer and other members of the Office of ... growth. + Performs other related job duties and projects assigned by the Chief Compliance Officer and/or the Director of Compliance Program Management.… more
- WMCHealth (Valhalla, NY)
- … across the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely ... distinct program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and evaluate the… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Huntington Ingalls Industries (Newport News, VA)
- …member of the HII Compliance Team and Law Department; responsible for assisting the Deputy Chief Compliance Officer (DCCO) and Chief Compliance ... CORPORATE SR STAFF COUNSEL ( COMPLIANCE ) Location: Newport News, Virginia, United States Date:...Officer (CCO) with oversight and coordination of all Compliance activities at HII and its subsidiaries. This position… more
- Medtronic (San Antonio, TX)
- …that it will be spinning out into a standalone public company. Reporting to the company's Chief Compliance Officer , the Compliance Director will play a ... corporate compliance and ethics programin collaboration with the Chief Compliance Office. + Ensure that operations, products, and business practices align… more