- JPMorgan Chase (New York, NY)
- …Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory ... the most complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board and cross-functional stakeholders.… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- University Corporation for Atmospheric Research (Boulder, CO)
- …is within the Office of General Counsel, reporting to the Chief Legal Officer / Chief Compliance Officer . Position Details: Visa Sponsored Job: No ... the job opening for the Export and Research Security Compliance Manager role. The Export and Research Security ...of interest (COI) program in connection with the Ethics Officer , including financial conflicts of interest, personal conflicts of… more
- Tucson Electric Power (May, OK)
- …of the NERC/WECC reliability standards identified to Generation Management and the company's Chief Compliance Officer , as applicable, in accordance with the ... NERC/WECC reliability standards identified to Generation Management and the company's Chief Compliance Officer , as applicable, in accordance with the… more
- KeyBank (Cleveland, OH)
- …The Compliance Executive - Wealth Management will report to the Chief Compliance Officer . **ESSENTIAL JOB FUNCTIONS** **Strategic Leadership & ... findings and escalating breaches of regulations or standards promptly to the Chief Compliance Officer . + Provide oversight of compliance training… more
- Huntington Ingalls Industries (Newport News, VA)
- …member of the HII Compliance Team and Law Department; responsible for assisting the Deputy Chief Compliance Officer (DCCO) and Chief Compliance ... CORPORATE SR STAFF COUNSEL ( COMPLIANCE ) Location: Newport News, Virginia, United States Date:...Officer (CCO) with oversight and coordination of all Compliance activities at HII and its subsidiaries. This position… more
- Aramco Services Company (Houston, TX)
- …within SAP for trade compliance purposes. (~10%) + Consults with the Chief Compliance Officer on matters related to US Government regulations ... recommended mitigation action, for presentation to the P&LD Manager and the Chief Compliance Officer (when required) + Performs other related duties as… more
- Stony Brook University (Stony Brook, NY)
- …achievement of SBM research goals, objectives, and initiatives. + The DCRCP assists the SBM Chief Compliance Officer as required. + Performs other duties as ... General Counsel's Office, Information Security, the Office of the Chief Research Information Officer , Office of Research Compliance , Stony Brook Medicine… more
- West Pharmaceutical Services (Exton, PA)
- …monitoring and risk dashboard/platform. The Business Compliance Manager reports to the Chief Compliance & Privacy Officer . A successful Business ... abreast of relevant regulatory publications and settlements. + Collaborates with Chief Compliance & Privacy Officer to develop effective compliance… more