- T. Rowe Price (Owings Mills, MD)
- …regulatory and compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule ... to you . Role Summary Partners with internal clients to implement strategic compliance initiatives for T. Rowe Price's proprietary and subadvised 40 Act products… more
- HonorHealth (AZ)
- …compliance matters tracking database, monthly sanction screening procedures, etc. + Assist VP, Chief Audit & Compliance Officer , Compliance Officer ... completion or action plans. + Complete special projects as assigned by the VP, Chief Audit & Compliance Officer or Compliance Officer or … more
- Cleveland Research Company (Cleveland, OH)
- … Compliance Associate is a key resource for the firm by assisting the Chief Compliance Officer in identifying and mitigating potential conflicts and risks ... Compliance Associate Cleveland Research Company is an independent...associated with a Broker Dealer firm. Our Compliance Department develops and maintains strong relationships across the… more
- Resource Center for Independent Living (Utica, NY)
- …Serve as regulatory resource for departments within RCIL, as assigned by the Chief Corporate Compliance Officer . + Support departments/programs during ... external audits. + Assist Chief Corporate Compliance Officer with preparation and analysis of data necessary for management and Board of Directors Committees… more
- Camp Venture, Inc. (Nanuet, NY)
- …analysis, ensuring the agency's financial stability and compliance with regulations. The Chief Financial Officer reports to the Chief Executive ... Chief Financial Officer You are here: + Home (https://venturetogetherny.org/) + Job + Chief Financial Officer + Full Time + Nanuet, NY… more
- SUNY Suffolk County Community College (Selden, NY)
- …non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX Coordinator Ammerman Campus, NFL Bldg., ... REFERENCE #: 25-76 DATE: September 30, 2025 TITLE: Campus Executive Dean and Chief Operating Officer CAMPUS: All Campuses START DATE: ASAP POSITION DESCRIPTION:… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Studies with a dotted line to the Chancellor and Chief Executive Officer , New York Medical College....the College's mission, vision and strategic plan. + Ensure compliance with accreditation standards. + Manage enrollment to make… more
- GE Appliances, a Haier company (Louisville, KY)
- …and decision-making. **Governance & Risk Management** + Serve as the GE Appliances Chief Compliance Officer . + Oversee corporate governance matters, ... Interested in joining us on our journey? Reporting directly to the President & Chief Executive Officer , the Vice President, General Counsel & Secretary serves as… more
- Halliburton (Houston, TX)
- …role will report to either the Western Hemisphere Compliance Manager or the Chief Ethics and Compliance Officer . As a collaborative leader among the ... Corporate Compliance Counsel Date: Nov 11, 2025 Location: Houston,...Global Ethics & Compliance team, the successful candidate will have substantial expertise… more
- UNC Health Care (Morrisville, NC)
- …communities we serve. **Summary** : The **Director of Operations** will report directly to the Chief Compliance and Privacy Officer (CCPO) and work with and ... on behalf of the leaders of the Hospital Compliance Department, Physician Compliance Department, and Privacy Office to support each of those areas. This position… more