- TD Bank (Charlotte, NC)
- … and risk monitoring + Create and generate executive case summaries to support Chief Compliance Officer reporting to Executive Leadership, the Board(s) of ... Directors, Global Internal Control and Compliance Departments, and other key stakeholders. + Develop dashboards and visualizations to communicate key … more
- Roche (Indianapolis, IN)
- …and implementation of third-party collaborations and partnering. + Collaborate with the RDC US Chief Compliance Officer to support Roche's compliance ... marketing, medical affairs, legal, and other business stakeholders. The Regulatory Compliance Director may contribute to global cross-functional or cross-chapter… more
- Walmart (Bentonville, AR)
- …to an M&A Committee, providing updates to senior executives, including the EVP of Global Governance, Chief Legal Officer and Corporate Secretary. + Serve ... Walmart as a Senior Director, M&A Governance, Ethics & Compliance on the Enterprise & Regulatory Risk Management team!...The Enterprise & Regulatory Risk Management team partners with Global Governance, the business, and other functional teams to… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as… more
- Vanguard (Malvern, PA)
- …comprehensive compliance program for Vanguard's broker-dealer business. Working for the Chief Compliance Officer , this compliance leader, directly ... strong relationships between, and with, business leaders, the Legal Department, Compliance Department colleagues, global partners including Risk, and other… more
- Manulife (Boston, MA)
- …supervising a broad range of compliance tasks conducted by the Office of the Chief Compliance Officer ("CCO's Office") in its mission to affect ... The Compliance Manager is responsible for the execution and/or...more than just words. + As part of our global team, we'll support you in shaping the future… more
- NBC Universal (New York, NY)
- …and skilled at driving projects forward. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide operational support to ... manage workflows, and build scalable processes that support a growing global compliance program. The ideal candidate will be detail-oriented, highly organized,… more
- NBC Universal (New York, NY)
- …communication skills, and a collaborative mindset. This position reports to the SVP, Chief Compliance Officer . Responsibilities: + Provide practical legal ... + Support the design, implementation, and ongoing management of core global compliance program elements, including risk assessments, policies, training,… more
- Cushman & Wakefield (Chicago, IL)
- …environment. + Highly organized with attention to detail. **Other** + Reports to the Chief Ethics & Compliance Officer Cushman & Wakefield also provides ... **Job Title** Ethics & Compliance Operations Manager **Job Description Summary** We are...policy lifecycle management. + Support the deployment of our global E&C training and communications initiatives, including managing training… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision for the corporate Privacy Program. ... + Maintain industry knowledge of global privacy laws, company guidelines and policies, and industry...risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support… more