• Audit Manager - Asset Wealth Management

    JPMorgan Chase (Jersey City, NJ)
    …requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + Knowledge of various financial ... stakeholders, including other control groups (such as risk management, compliance ), external auditors, and regulators. Establish strong working relationships while… more
    JPMorgan Chase (10/16/25)
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  • Audit Manager - Connected Commerce & Consumer…

    JPMorgan Chase (Jersey City, NJ)
    …manner + Knowledge of applicable laws and regulatory requirements related to broker / dealer and fiduciary activities + Strong interpersonal and influencing ... stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and regulators, establishing strong… more
    JPMorgan Chase (10/09/25)
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  • Senior Counsel - Third Party Distribution

    Vanguard (Malvern, PA)
    …on providing interpretative advice under the Securities Act of 1933 and 1934, FINRA broker - dealer regulation, ERISA, and the Investment Company Act of 1940. + ... developments affecting Vanguard, and maintains affiliations with relevant industry, compliance , and risk associations. + Develop and maintain relationships...Commercial mindset and strong negotiation skills required. Special Factors… more
    Vanguard (10/07/25)
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