- Citigroup (Jersey City, NJ)
- …and ensure transparency and consistency across teams + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Bloomberg (New York, NY)
- …role?** Being part of the global AML team and reporting directly to the global Head of AML Compliance , this is a great opportunity to be responsible for ... AML ") Compliance team within Bloomberg's Legal, Compliance & Risk Department provides AML...for the Americas and partnering closely with the AMERICAs head of KYC to enhance customer due diligence processes.… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF… more
- SMBC (Jersey City, NJ)
- …submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into responsive ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- MUFG (Irving, TX)
- …systems testing process globally, including engaging with key systems and compliance stakeholders and coordinating with regional teams to perform testing. ... or other FC systems to detect control breaks and mitigate financial crimes risk . + Lead projects to perform complex FC Systems Testing across all regional… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Scotiabank (Dallas, TX)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and… more
- Citigroup (New York, NY)
- …the global organization and other Citi lines of business, Sales, functional partners ( Compliance , Risk , Controls, AML , Sanctions) and clients to ... product team in driving progress on key controls and compliance initiatives to strengthen the risk management...Management and Development: + Work with NAM Domestic Payments Head to set the strategic vision and multi-year product… more