- PrincePerelson & Associates (Salt Lake City, UT)
- …+ Review and validate client account updates and documentation for accuracy and compliance . + Perform due-diligence checks ( AML / KYC ) for new and ... **Financial Operations Analyst - Entry Level** SLC, UT (In-Office) - Relocation...changes flow correctly through internal systems. + Partner with Compliance , Legal, and other Operations teams to resolve account… more
- Bank of America (Charlotte, NC)
- …intelligence from a data validation/profiling perspective, etc.). + Exposure to AML / KYC processes. + Familiarity with transactional databases. + Analytics ... Senior Data Analyst (CFO Data Management - Counterparty) Charlotte, North...point of contact for all topics related to data compliance , and manages operational elements of the (Enterprise Data… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- …investor queries swiftly. Partner with third-party admins for subscriptions, redemptions, AML / KYC . Collaborate with Investor Relations, Treasury, Legal, and ... Description Investment Banking Client Services Analyst Fort Worth, TX (Hybrid) Join our dynamic...responses to investor inquiries on fund admin, tax, and compliance . Qualifications: 2-3 years in investment firm client support.… more
- Citigroup (Irving, TX)
- …Data Quality, and Data Risk Taxonomy across Compliance domains such as AML and KYC , collaborating closely with Compliance , Operational Risk, and ... **The Applications Development Technology Lead Analyst is a senior level position responsible for...Data Governance, Data Quality, Data Quality Management, Data Taxonomy, KYC Compliance , RiskMetrics. **Anticipated Posting Close Date:**… more
- MUFG (New York, NY)
- …(MS Office, audit data analytics, etc) * Experience in financial crimes compliance audit or equivalent (eg, BSA/ AML , AB&C, Sanctions) **Responsibilities ... our recruitment team will provide more details. **Job Summary:** Individuals in the Compliance Audit Job Function focus on the effectiveness of risk management and… more
- Guidehouse (Lewisville, TX)
- …**Clearance Required** **:** None **What You Will Do** **:** The responsibilities of the Analyst will include, but are not limited to: + Performing AML ... 3+ years of experience assessing and reviewing system generated and manual AML alerts and/or escalations/SAR write-ups for potentially suspicious activity. + CAMS or… more
- Banco Popular Puerto Rico (San Juan, PR)
- …customer information to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering), and KYC (Know Your Customer) requirements to protect ... personalized investment strategies. The Financial Consultant must also ensure compliance with industry regulations and internal policies while maintaining strong… more
- Citigroup (New York, NY)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC / AML and other compliance norms are strictly adhered. + Partner with ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Queens, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC / AML and other compliance norms are strictly adhered to + Partner ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Paramus, NJ)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC / AML and other compliance norms are strictly adhered to + Partner ... The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more