- MUFG (Tempe, AZ)
- …Chain Finance(SCF) **Unit The Officer is expected to:** + Ensure prompt review and monitoring of workflows of the Unit, assist VP in running daily operations and ... section's output reports, records and files. Ensure all standard operational and compliance procedures are updated and enforced. Provide timely support to new… more
- SMBC (Charlotte, NC)
- …in-scope of the program, such as financial, management & board reporting, compliance , front-office transaction processing and/or capital & treasury management. ... and standards as well as establishes technology guidance, a control framework and monitoring mechanisms for SMBC AD's EUC tools and processes. The First Line of… more
- TEKsystems (Baltimore, MD)
- …with applicable regulatory requirements + Need to have an analytical mindset + Transaction Monitoring , Enhance Due Diligence and AML/ Fraud Investigations bkgrd ... + Fraud detection and analysis + Manage Alerts, Investigations, trade and transaction analysis/research, screening, and regulatory filings in compliance with the… more
- MUFG (Irving, TX)
- …will be responsible for preparing Suspicious Activity Reports (SAR) in compliance with established regulatory guidelines and time frames. **Responsibilities** + ... transactions and report suspicious activity as required + Communicate with AML Compliance Manager any activity and trends that could implicate potential money… more
- Banc of California (Santa Ana, CA)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... objectives related to fraud prevention. Ensures all duties are performed in compliance with company policies and procedures, as well as all applicable US… more
- Medtronic (Minneapolis, MN)
- …to/from foreign destinations, ensuring related customer service, brokerage and customs transaction compliance . **Required Knowledge and Experience:** High School ... direct foreign shippers on company policies and import requirements regarding compliance and accurate shipping documentation. * Ensure that reasonable care standards… more
- Citigroup (Rutherford, NJ)
- …control implementation and collect relevant metrics + Run Cloud Continuous Monitoring reporting/metrics governing all security compliance /hygiene issues across ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain… more
- Swagelok (Solon, OH)
- …operating systems administration, particularly Cluster Server support, security, remote monitoring and support, replication, quota limits, desktop integration, data ... exposure to Server hardware platforms, such as HPE. Administrative exposure to Transaction Server and/or competing products. + Extensive knowledge of one of the… more
- JPMorgan Chase (New York, NY)
- …in a variety of tasks related to, and including, trade execution and market monitoring . A key focus will be managing certain proprietary systems and reporting tools, ... team and external counterparties + Coordinate with Highbridge's risk, middle office, compliance , and pricing teams to ensure accurate position reporting and maintain… more
- Mizuho Corporate Bank (New York, NY)
- …and product bankers responsible for client relationship management and strategic transaction development to execute banking and securities mandates and originate ... judgement and discretion to make decisions + Consistently adhere to regulatory and compliance policies and standards linked to the job as listed and complete… more