- RGP (New York, NY)
- …+ Strong knowledge of regulatory frameworks, including AML, FCPA, and other anti -fraud and compliance regulations. + Proven ability to handle sensitive ... will bring specialized expertise in fraud detection, forensic analysis, and compliance , with a proven ability to navigate challenging scenarios and collaborate… more
- The Cigna Group (St. Louis, MO)
- …that compliance and ethics inquiries, and reports of alleged employee misconduct are promptly assessed, responded to, timely and thoroughly investigated, and ... We are looking for an experienced attorney skilled in compliance investigations to be part of the Legal Department's Enterprise Investigations unit. Our team of… more
- HSBC (New York, NY)
- …by external regulators. Through the implementation the Global AML, Sanctions and ABC ( Anti Bribery and Corruption ) Policies, supporting Guidance, and Line of ... to FX + Coordinate client contract negotiation with legal and compliance partners, ensuring appropriate documentation + Work closely with Markets Operations,… more
- City of New York (New York, NY)
- …the preparation and review of NYC Comptroller's Directive 1, the DOI Agency Anti - Corruption Report, and the Agency Internal Control Statement; preparation and ... more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Office of...City employees please go to www.nyc.gov/ess and log into Employee Self Service. NO PHONE CALLS, FAXES OR PERSONAL… more
- DEFTEC (Norfolk, VA)
- …emerging non- compliance and ACT's implementation of NATO's and ACT's anti -fraud and corruption strategies and directives. Required Qualifications: + ... support the Capability Development Team in ACT. JOB RESPONSIBILITIES: + Conducts compliance and integrity audits, inspections, reviews, and audit tests in accordance… more
- Janus Henderson Investors (Denver, CO)
- …Form CPO-PQR and Form CTA-PR + Address legal matters related to FINRA 5130/5131, anti - corruption (FCPA, UK Bribery Law), AML, FATCA, and CRS + Support ... issues. + Providing legal support to our Distribution and Compliance colleagues on regulations and laws affecting our distribution...ClassPass and other health and well-being benefits + Unique employee events and programs including a 14er (14k ft… more
- Dorsey & Whitney LLP (Phoenix, AZ)
- …investigations experience, compliance advising in various areas including anti - corruption and whistleblowing, and in-court experience and active motion ... and witness interviews - assisting with the analysis and development of compliance programs - research - trial preparation - preparation of investigative reports… more
- Citigroup (Tampa, FL)
- …& hands-on across Financial Crime (AML / Fraud / Cyber / Sanctions / Corruption / Anti -Bribery Risks and Typologies) domain, as well as transaction monitoring ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …& hands-on across Financial Crime (AML / Fraud / Cyber / Sanctions / Corruption / Anti -Bribery Risks and Typologies) domain, as well as transaction monitoring ... algorithms, and behavior-based analytics. We work globally with partners in business, compliance , and investigations to provide best in class experience for our… more
- JPMorgan Chase (New York, NY)
- …during transaction execution + Conduct analysis and dispositioning of Sanctions, Anti - Corruption , Environmental and Social risks on clients and transactions ... product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product...offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive… more