- The Hartford (Hartford, CT)
- …will gain knowledge of various types of fixed income, equity, derivative and alternative assets. About HIMCO Hartford Investment Management Company (HIMCO) has ... Business Operations? This is a great opportunity to join a growing investment management company with affiliate and third-party assets under management. In Business… more
- Travelers Insurance Company (Centennial, CO)
- …partner for our agents and brokers. Travelers is looking for an Associate Operations Account Specialist to collaborate with underwriting and other key business ... understanding of business processes by leveraging standardized workflows and state compliance guidelines + Synthesize multiple sources of information to make sound… more
- Scotiabank (New York, NY)
- Associate Director, US Treasury Reporting & Analytics **Requisition ID:** 230377 **Salary Range:** 176,571.00 - 224,700.00 _Please note that the Salary Range shown ... team, committed to results, in an inclusive and high-performing culture. TITLE: Associate Director, US Treasury Reporting & Analytics DUTIES: Scotia Capital (USA),… more
- SMBC (New York, NY)
- …within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies and Specialty ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent… more
- BMO Financial Group (Aurora, CO)
- …recommend alternative banking channels and provide personal banking and investment advice. + Meets customer transaction-based needs with seamless execution. + ... hours, and shifts. + Follows through on risk and compliance processes and policies to ensure we safeguard our...education and experience. + Canada only: Registration to sell investment products completed or in progress (must be completed… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play a crucial role in maintaining JPMorganChase's strength and resilience. You ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...striving to be best-in-class. As a Quant Model Risk Associate in the Model Risk Governance and Review team,… more
- Berkshire Bank (Arlington, VT)
- …+ Cross-sells and refers non-traditional Bank products eg, insurance & investments to meet established goals. + Participate in outbound calling campaigns ... hours and travel to nearby offices as required. + Ensures compliance with all banking laws, rules, regulations, and prescribed policies/practices/procedures… more
- JPMorgan Chase (Orem, UT)
- …customer control and convenience, and privacy. Job Summary: As a Technical Client Service Associate in the front office team, you will play a pivotal role in ... resources (DBA, developers) as well as business resources (Traders, Business Analysts, Compliance Officers, Trade Support, etc.). You should posses the ability to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …operations. * Financial markets and products including annuities, UITs, structured products, alternative investments , mutual funds, and stocks. **Skill in** * ... and external regulations. * Contact clients to review portfolios, complete the Investment Policy Questionnaire, and provide information on investments and make… more
- Neuberger Berman (Chicago, IL)
- …of publications including white papers, blog posts and podcasts + Liaise with investment , sales, legal, finance, operations and compliance teams globally + ... **Position Overview:** The team is seeking a Senior Associate or Vice President team member dedicated to...and coordinating all prospect / client-related matters and other non- investment needs. A successful candidate will need to have… more