- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- NYS Housing Trust Fund Corporation (New York, NY)
- …programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to RHC's Director of Policy ... is a public benefit corporation, and a Civil Service exam is not required for this position. Candidates must...adaptation and storm recovery initiatives. Job Summary: The Monitoring, Compliance and Policy Manager 's role comprises of… more
- Equitable (Woodbridge, NJ)
- Sr. Branch Compliance Manager ( 250000H7 ) **Primary Location** : UNITED STATES-NJ-Woodbridge **Organization** : Equitable **Schedule** : Full-time ... industry + FINRA Series 7 + FINRA Series 24 Exam , required to obtain within 90 days of employment...Compliance Function:** Knowledge of responsibilities and tasks of Audit and Compliance (A&C) function; ability to… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- Capital One (Mclean, VA)
- …you will lead a team of associates that support process governance, continuous process improvement, audit & exam support, and engagement with our 1st & 2nd line ... Manager , Process Manager - PCG Intent...Process Well-Managed Activities + Issue & Event Management + Exam & Audit Engagement Support + Continuous… more
- Zions Bancorporation (Midvale, UT)
- …located in either Midvale, UT or Houston, TX. **Responsibilities:** + Manages the field exam audit process on a regional basis including overseeing the functions ... independent audits comply with all requirements from an accounting and regulatory compliance stand-point. + Maintains up-to-date audit reports and work-papers. +… more
- The County of Los Angeles (Los Angeles, CA)
- …WILL BE ACCEPTED OUTSIDE OF THE OFFICIAL APPLICATION FILING PERIOD, NO EXCEPTIONS. EXAM NUMBER J1652E TYPE OF RECRUITMENT OPEN COMPETITIVE JOB OPPORTUNITY REASONS TO ... records, and other related areas, and prepares comprehensive reports on audit findings. CLASSIFICATION STANDARDS Positions allocable to this class are located… more
- Citizens (Chicago, IL)
- …Accounting, Finance, Business Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related roles + Preferred Certifications - ... Description As a First Line Risk Senior Manager supporting the Treasury Solutions division in Commercial...mitigation strategies, and will partner closely with product, technology, compliance , and second-line risk teams. You will serve as… more
- The County of Los Angeles (Los Angeles, CA)
- MENTAL HEALTH PROGRAM MANAGER I/EMERGENCY APPOINTMENTS HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4658522) Apply MENTAL ... HEALTH PROGRAM MANAGER I/EMERGENCY APPOINTMENTS HOMELESSNESS Salary $122,088.00 - $164,533.20 Annually Location Los Angeles County, CA Job Type Temporary Job Number… more