- City National Bank (New York, NY)
- …phone calls from clients and intermediaries. * Review documents and responses to compliance department, audit and OCC inquiries after research is performed by ... the governing document to interpret terms, responsibilities and duties of the Bank . Receive guidance in understanding provisions of the documents and strategies… more
- M&T Bank (Getzville, NY)
- …completing forms, making payments online, and gathering and submitting various legal and bank documents. Determine in-state agent who can accept service. + Adhere to ... applicable compliance /operational risk controls in accordance with Company or regulatory...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- M&T Bank (Ballston Lake, NY)
- …Officer in providing required reporting as needed. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Wilmington, DE)
- …a highly regulated industry environment. + Understanding of financial services regulations, compliance requirements, and risk management practices. M&T Bank is ... planning to ensure short- and long-term priorities support and protect the Bank from internal and external cybersecurity threats. Responsible for establishing and… more
- North Shore Bank (Danvers, MA)
- …as set by the branch manager. + Adheres to internal controls/policies regarding audit , dual control, security, regulatory compliance , cash limits and robbery ... assist if applicable. + Develops and maintains a working knowledge of our bank products and services and recognizes a customer's potential product/service need. +… more
- First National Bank of Omaha (Omaha, NE)
- …audit , future reference and how long pieces have been in-market. 7. BSA Compliance : Understand and comply with the Bank 's BSA/AML Program, which includes, but ... to verticals, integrated marketing & communications, innovation & integration, technology, compliance , and marketing operations. It is the job of the Marketing… more
- TD Bank (New York, NY)
- …improvements based on risk, impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... to support capture elements for voice endpoints. + Partner with surveillance, compliance , and archive teams to ensure recordings are captured, retained, and… more
- MetLife (Whippany, NJ)
- …real estate. Visit us at www.metlife.com/investments to learn more. The Syndicated Bank Loan Closer is responsible for managing the end-to-end settlement process of ... This role ensures timely and accurate closing of trades while maintaining compliance with market standards and internal controls. The ideal candidate will have… more
- M&T Bank (Buffalo, NY)
- …Life Insurance license **Education and Experience Preferred:** Master's degree FINRA regulatory/ compliance experience M&T Bank is committed to fair, competitive, ... initiatives. + Serve in a liaison capacity with other Bank departments to ensure consistent development of all sales...Monitor and ensure the region completes required regulatory and compliance training. + Network within centers of influence such… more
- Berkshire Bank (Longmeadow, MA)
- …St Purpose/Objective: Assists the Financial Center Manager with growing the Bank by managing customer relationships, directing branch operations, supervising team ... banking space and can assist clients with adoption. Ensures proper documentation and compliance for all new accounts and account maintenance. 35% + Assists Financial… more