- M&T Bank (New York, NY)
- …Handle both participation sold and bought scenarios. + **Document Management & Compliance :** Ensure receipt and proper filing of credit and legal documents. Follow ... management. Perform quality control checks on own work and peer-reviewed data. + ** Audit & Regulatory Support:** Participate in HMDA and SOX audits, and assist with… more
- Mizuho Corporate Bank (New York, NY)
- …will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, Research and Audit . Specific duties include: + Prepare Federal, ... CPA preferred + 3- 5 years of Corporate Tax Compliance and /or ASC74 0 The expected base salary...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- UMB Bank (Kansas City, MO)
- …with counterparties, custodians, and internal teams. + Maintain accurate records for audit and regulatory purposes. Compliance & Risk Control + Ensure ... systems + Oversight of trade details that are entered into the bank 's operations system in alignment with front-office confirmations. + Ensure timely settlement… more
- Columbia Bank (Federal Way, WA)
- …changes, cancellations, or holds to agencies and internal teams. + Review and audit incoming documentation for accuracy and compliance . + Appraise equipment and ... forward is together. **About Us** Financial Pacific Leasing, a subsidiary of Columbia Bank , is a commercial equipment leasing and financing company based in Federal… more
- ASM Global (Clive, IA)
- …educate, and enforce responsible service of alcoholic beverages and evaluate compliance within corporate procedures.* Develop and enforce standards for service, ... and enforced.* Ability to interact with co-workers in order to assure compliance with company service standards, inventory, and cash control procedures.* Conduct… more
- Mizuho Corporate Bank (New York, NY)
- …Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal ... audit requirements + Recommend and assist in requirements for...required. + Liaise with internal groups such as Legal, Compliance , Sanctions, Regulatory, Tax and Operations Skills and Competencies:… more
- Regions Bank (Atlanta, GA)
- …findings in applicable report format for risk rating accuracy, policy compliance and prudent credit risk management practices. **Primary Responsibilities** + ... a working knowledge of sound lending practices, lending regulations, and the bank 's loan policy and underwriting guidelines + Reviews credit exposures to provide… more
- Regions Bank (Charlotte, NC)
- …**Requirements** + Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk, Quality Assurance/Control, Audit , or other related risk ... + Or High School Diploma and eleven (11) years of experience in Compliance , Operational Risk, Quality Assurance/Control, Audit , or other related risk function… more
- Mizuho Corporate Bank (New York, NY)
- …Qualifications: + Bachelor's or Master's degree + 5+ years of risk management, compliance , or audit experience desirable and/or direct operations / finance ... recruitment process . Company Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets of ~$2 trillion. Mizuho's… more
- Stockman Bank of Montana (Great Falls, MT)
- …Realtors and insurance agents + Loan funding and booking + Understanding and compliance with Stockman Bank lending policies and procedures for commercial, ... accurate preparation of commercial, consumer, and construction loan documentation + Audit signed loan documents + Professional communications and dealings with other… more