- KeyBank (Cleveland, OH)
- …The Senior Compliance Manager must have a strong understanding of audit and/or testing concepts and apply those to testing, monitoring, issues management, and ... in compliance testing and working knowledge of applicable consumer compliance and Anti-Money Laundering/ Bank Secrecy Act (AML/BSA) regulations and laws,… more
- KeyBank (Amherst, NY)
- …**Required Qualifications** + Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management, and/or audit experience with a strong ... compliance , or testing (eg - second-line-of- defense testing, other risk or compliance testing functions, and/or internal or external audit ). COMPENSATION AND… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...auditors to maximize efficiency and coordinate efforts by SOX Compliance and Internal Audit . + Collaborates with… more
- CIBC (Chicago, IL)
- …estate, specialty lending and treasury management. **KEY ACCOUNTABILITIES** + Support the Bank 's compliance with all applicable federal, state, and local banking ... complaints, including responses to regulatory agencies + Support the execution of the bank 's compliance risk assessments to identify potential areas of … more
- CIBC (Chicago, IL)
- …finance, or other business discipline. + **Minimum of 5+ years of experience** in Compliance , Risk Management, or Internal Audit roles within the banking or ... We're building a relationship-oriented bank for the modern world. We need talented,...'s Second Line of Defense, the Credit Risk Regulatory Compliance Manager serves as the Credit Risk Management representative… more
- Scotiabank (Dallas, TX)
- …and efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at least 3 of which should ... management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered...involve testing or audit . + Experience/background in compliance applicable to… more
- Banc of California (Santa Ana, CA)
- …of the functional aspects of software applications + Working knowledge of compliance audit execution, coordination and testing. + Effective organizational and ... analyses on an as needed basis. Assists in the compliance with established Bank policies and procedures....issues. + Archives and retains relevant ITGC documents for audit purposes based on control frequencies. + Works with… more
- Comerica (Farmington Hills, MI)
- …a Bachelor's degree a High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 6 years of experience in Risk Management, ... Compliance , Audit , or related field + 3...Compliance , Audit , or related field + 3 years of experience...strategically aligned into three major business segments; the Commercial Bank , the Retail Bank , and Wealth Management.… more
- New York State Civil Service (Albany, NY)
- …Services;* Evaluates the adequacy of policies, procedures and controls, internal audit function, corporate governance and compliance management systems, BSA/AML, ... NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational Category… more
- Zions Bancorporation (Salt Lake City, UT)
- …"The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to ... our customers. With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions...bring the opportunity. We are currently seeking a **SOX Compliance Officer** to join our team. This position is… more