- Banc of California (Santa Ana, CA)
- …of the functional aspects of software applications + Working knowledge of compliance audit execution, coordination and testing. + Effective organizational and ... analyses on an as needed basis. Assists in the compliance with established Bank policies and procedures....issues. + Archives and retains relevant ITGC documents for audit purposes based on control frequencies. + Works with… more
- Comerica (Farmington Hills, MI)
- …a Bachelor's degree a High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 6 years of experience in Risk Management, ... Compliance , Audit , or related field + 3...Compliance , Audit , or related field + 3 years of experience...strategically aligned into three major business segments; the Commercial Bank , the Retail Bank , and Wealth Management.… more
- New York State Civil Service (Albany, NY)
- …Services;* Evaluates the adequacy of policies, procedures and controls, internal audit function, corporate governance and compliance management systems, BSA/AML, ... NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational Category… more
- Zions Bancorporation (Salt Lake City, UT)
- …"The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to ... our customers. With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions...bring the opportunity. We are currently seeking a **SOX Compliance Officer** to join our team. This position is… more
- MUFG (Irving, TX)
- …+ Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the Bank 's testing methodology for MUFG ... learned from regulatory findings and internally identified issues by compliance testing and internal audit . + Engage...of relevant experience, including experience in the financial crimes compliance area of a global bank , consulting… more
- KeyBank (MA)
- … Director. The Senior Compliance Officer - SPRT role ensures Key's compliance with Bank Secrecy Act / Anti-Money Laundering (BSA/AML) and other financial ... Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT) role...Executive Leadership, Key Legal, or Key Risk Review Group ( Audit ). This role requires excellent people / communication /… more
- Capital One (Richmond, VA)
- …analyzing compliance data, interpreting it to ensure consistency and adequate Compliance Risk Management + Evaluate Internal Audit , Regulatory Exam, and self ... - Local Governance Capital One is a diversified bank that offers a broad array of financial products...experience + At least 3 years of experience in compliance , legal, or audit + At least… more
- KeyBank (Columbus, OH)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is ... responsible for helping to execute a robust and effective compliance complaints program, collaborating across the three lines of defense to reinforce risk awareness… more
- Amazon (Arlington, VA)
- …etc.) - Experience working with regulatory assessments, financial reporting, or audit experience, responsible for complex compliance requirements. - Experience ... other organizations operating in places without reliable connectivity. The Global Service Compliance - External Affairs team manages service compliance programs… more
- Galileo Financial Technologies, LLC (Sandy, UT)
- …with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs ... independence and success by combining cutting-edge technology with world-class compliance and operational excellence. Role Overview We are seeking...+ Lead the execution of the annual Nacha ACH Audit and Risk Assessment. + Own and maintain the… more