- Scotiabank (Dallas, TX)
- IT Audit Senior Manager, Cyber **Requisition ID:** 232906 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a guideline only. ... for every future! **Purpose** As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objective assurance over the design and… more
- Scotiabank (Dallas, TX)
- Audit Manager, IT - US Audit **Requisition ID:** 233521 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success of the...and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The… more
- Charles Schwab (Westlake, TX)
- … audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and registered ... and employee trade monitoring solutions; and (vi) middle and back office operational functions. ** Bank ** Bank Internal Audit team is focused on the execution… more
- TD Bank (New York, NY)
- …industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:**… more
- MUFG (Tampa, FL)
- …7+ years of experience in third-party risk management highly desirable. Additional experience in bank compliance , audit , risk, legal or related positions. + ... various line-of-business, risk function SMEs across the firm (For example: Compliance , Business Continuity, Information Security) and third-party contacts to drive… more
- Wells Fargo (Irving, TX)
- …experience, education **Desired Qualifications:** + 5+ years of increasing responsibilities within IT audit , preferably at a large bank or Big 4 accounting firm. ... and tools that provide the front-line protection for the Bank 's critical systems and data. Given the dynamic nature...formal sample selection tools, process and control flow-charting, and audit methodology compliance + Experience with Issue… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions.… more
- Capital One (Richmond, VA)
- …While working within the Compliance Management Program framework, the Retail Bank Compliance Advisor is responsible for delivering quality results, providing ... and executing or participating in corporate processes. The Retail Bank Compliance Advisor will support and advise...or military experience + At least 6 years of compliance , risk, legal or audit experience within… more
- Citizens (Johnston, RI)
- …assesses the appropriateness, effectiveness, and sustainability of action plans developed by bank management to improve controls. Internal Audit carries out its ... Program. You may be placed on one of the following Internal Audit teams: Commercial Banking, Consumer Banking, Risk Management/ Compliance , Finance/Accounting, or… more