- TD Bank (Charlotte, NC)
- …industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:**… more
- Zions Bancorporation (Salt Lake City, UT)
- … audit planning and fieldwork, managing the time budget, and reporting in compliance with the department's methodology. + Complete audit workpapers in ... of the best growth markets in the nation. The Bank is determined to help build strong, successful communities,...relationships we develop and services we provide. The Internal Audit group within Zions Bancorporation, NA is comprised of… more
- M&T Bank (Clanton, AL)
- …in line with department and industry standards and expectations to ensure the Bank 's compliance with applicable laws, rules & regulations. The Compliance ... Consumer Protection role is responsible for execution of the Bank 's second line of defense independent testing program over...business as well as Legal, First Line Risk, Internal Audit , and Compliance to anticipate, manage, escalate,… more
- Wells Fargo (St. Louis, MO)
- …experience, education **Desired Qualifications:** + 5+ years of increasing responsibilities within IT audit , preferably at a large bank or Big 4 accounting firm. ... tools that provide the front line protection for the bank 's critical systems and data. Given the dynamic nature,...formal sample selection tools, process and control flow-charting, and audit methodology compliance + Knowledge of IT… more
- MUFG (Tempe, AZ)
- …risk management, or related fields being highly desirable. + 7+ years of experience in bank compliance , audit , risk, legal or related positions. + Strong ... with key stakeholders and SMEs, and management. + Monitor and test for compliance with policies and standards. + Monitor and report status on TPRM governance… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... industries! We work together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success of the Audit Function in… more
- US Bank (Irvine, CA)
- …informed and prudent. RESPONSIBILITIES Partners with assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals and RCA Managers to -depending on ... At US Bank , we're on a journey to do our...their assigned line of business - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong analytical, process facilitation… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... industries! We work together to drive ambition for every future! **Purpose** The Audit Manager/Senior Audit Manager supports/leads and oversees the internal … more
- TD Bank (Greenville, SC)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk… more
- US Bank (Charlotte, NC)
- …the lines of defense. Partners with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong analytical, process facilitation… more