- TD Bank (Greenville, SC)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk… more
- MUFG (Tempe, AZ)
- …Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank , Ltd. will report to the Vice President, ... Responsibilities:** + Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit... compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an… more
- City National Bank (Charlotte, NC)
- …owners and leadership * Provide oversight, advice, and training related to the bank 's Compliance Management System (CMS) for Corporate Functions, including Human ... working groups to show thematic trends, themes, testing and audit updates, and business needs regarding risk program maturity...providing monitoring observations and findings including any gaps in compliance with Bank policies and standards *… more
- American Express (Phoenix, AZ)
- …American Express. How will you make an impact in this role? American Express' Internal Audit Group (IAG) has reinvented our audit process and is leading the ... financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and Auditor of the Future initiatives. Each uniquely support our Winning… more
- PNC (Birmingham, AL)
- …and fraudsters attempting to defraud PNC and its customers Preferred Skills & Experience Audit , Risk or Compliance experience in Financial Institutions Audit ... passionate about mitigating risk, problem solving, and protecting the bank and also can contribute in the following ways:...to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the… more
- FirstBank PR (San Juan, PR)
- …Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank 's policies and applicable regulations. Leads the ... ll Need: . Minimum of 6 to 8 years of recent experience in audit , finance, insurance, banking, compliance , information technology or related business. . Proven… more
- Huron Consulting Group (New York, NY)
- …Economics or a related field. + Minimum 5 years of experience with internal audit and SOX 404 compliance in a big public accounting and consulting ... create your future. Huron is seeking Manager-level candidates with experience in Internal Audit , GRC and SOX 404 within the financial services industry to join our… more
- Truist (Raleigh, NC)
- …standards. 6. Develop relationships and partner with BU Chief Risk Officer, Audit , Operational Risk Management, Compliance , Enterprise Risk Management, Legal and ... risk programs. Collaborate with leadership, third line of defense audit teams, second line of defense risk partners and...defense risk partners and other applicable areas of the bank to execute on risk program deliverables. Execute and… more
- Capital One (Mclean, VA)
- Principal Auditor, Audit Operations and Reporting Capital One's Audit function is a dedicated group of audit professionals focused on delivering top quality ... assurance services to the organization's Audit and Risk Committees. The Audit department...(CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA)… more
- US Bank (Minneapolis, MN)
- …compliance posture. Partners with leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers to, depending on ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong leadership and management… more