- Celtic Bank (Salt Lake City, UT)
- Celtic Bank is seeking a Compliance Manager ("CM") who will be responsible for ensuring compliance with federal and state banking regulations, as well as all ... that apply to the Bank . + Identify and deploy controls that address compliance risk and document in policies and/or procedures. + Assist in the refinement and… more
- Byline Bank (Chicago, IL)
- …responsible experience in a bank or financial services company, with compliance , lending/credit, audit or risk management experience. + Active member in ... the Board of Directors, management and employees to ensure that the Bank is in compliance with federal, state, and local law and regulations, and that company… more
- FirstBank PR (GU)
- …it is included: CFPB, FDIC, OCIF, HUD, VA, USDA, Freddie Mac, FNMA, Compliance and Audit , among others. + Identifies control deficiencies and/or process ... Mortgage Risk Assessment Process) Accountable for adhering to the Bank 's BSA, AML and Office of Foreign Asset Control...and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the… more
- Robert Half Finance & Accounting (Waltham, MA)
- … compliance , and follow-up audits across various areas of bank operations-including retail banking, deposit operations, lending, pension trust, information ... planning and objective setting. The role involves preparing clear audit work papers and reports, verifying compliance ...Minimum of 3+ years of related experience in an audit firm and/or organization; bank experience a… more
- HSBC (Buffalo, NY)
- …our communities and the planet we all share. The primary role of Global Internal Audit (GIA) is to help the Board and Executive Management to protect the assets, ... skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager, Financial Crime Risk (FCR) Audit you will: + Support… more
- CIBC (Chicago, IL)
- …way. + **You can demonstrate 7 - 10 years of experience** in IT Audit , Risk or Compliance roles, including leadership responsibilities. You have a proven ... We're building a relationship-oriented bank for the modern world. We need talented,...CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The IT Manager, Audit is responsible for the oversight and execution of… more
- MUFG (Tempe, AZ)
- …Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank , Ltd. will report to the Vice President, ... Responsibilities:** + Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit... compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... **What you'll be doing** As a member of CIBC's team, the Senior Audit Manager is responsible for conducting risk-focused audits in the Risk Management function;… more
- MUFG (Tempe, AZ)
- …ongoing monitoring, change management, governance framework, and training. + Maintain compliance with audit methodology, while also operating within industry ... + CPA/CIA/FRM Certification preferred or willing to seek certification. + Maintain compliance with audit methodology, while also operating within industry best… more
- MUFG (Irving, TX)
- …details. This Analyst role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank , Ltd. will report to the Vice ... Responsibilities:** + Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit... compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an… more