- M&T Bank (Burlington, VT)
- …support, and respond to requests and directives from the Residential Mortgage Sales Manager . Must adhere to the requirements of federal registration under the SAFE ... support, and respond to requests and directives from the Residential Mortgage Sales Manager . + Manage the training process for the Loan Counselors including program… more
- TD Bank (New York, NY)
- …this role. **Job Description:** Preferred Qualifications **Voice Recording Product Manager with deep expertise in enterprise communications infrastructure to manage ... risk, impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording...II, Dodd-Frank, FCA, and other global regulations. + Maintain audit readiness for systems storing and processing voice data,… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Lead for Controls & Audit function/team in Front Office IT! In this role you will serve as a member of the Front Office Technology Services Tower. ... across FO IT Towers to coordinate, track, and drive compliance with a broad array of IT controls and audit activities. You will be the Lead for the Embedded… more
- M&T Bank (Buffalo, NY)
- …complex, critical and highly visible projects at both the division and/or bank -wide level. **Primary Responsibilities:** + Manage the development and production of ... and overseeing the implementation of procedures or controls related to compliance requirements within the overall business processes. + Define and participate… more
- TD Bank (Mount Laurel, NJ)
- …end. Ability to process and handle confidential information with discretion. Generally, reports to an Audit Group Manager or Senior Audit Group Manager ... of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide… more
- TD Bank (Mount Laurel, NJ)
- …planning of audits. + Works independently but receives assistance/coaching from the audit manager + Receives coaching sessions, feedback discussions from ... in-charge manager . + Obtains appropriate training. + Makes discretionary decisions...procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and… more
- Regions Bank (Birmingham, AL)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...+ Bachelor's degree and ten (10) years experience in compliance , quality assurance/control, audit or other related… more
- Bank of America (Pennington, NJ)
- …Qualifications:** + Ideal candidate would have experience with financial services audit / compliance and/or front-line wealth management experience **Shift:** 1st ... and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on… more
- Bank of America (Newark, DE)
- …Qualifications:** + Ideal candidate would have experience with financial services audit / compliance and/or front-line wealth management experience **Shift:** 1st ... and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on… more
- City National Bank (Los Angeles, CA)
- *BUSINESS CONTROLS MANAGER * WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank 's ("CNB") and Business Control Officer ("BCO") ... and Senior Business Control Manager for US Mortgage Banking and will partner with...the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external audits.… more