- JPMorgan Chase (New York, NY)
- …across functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with ... and mitigating business risks. The role of a business manager is dynamic and can vary from business to...platform and drive resolution of mitigating controls + Support audit , regulatory and compliance deliverables; help drive… more
- M&T Bank (Clanton, AL)
- …BSL CLOs, Business Development Companies Professional work experience at CLO Trustee, Loan Agent/ Bank , Middle Office Provider or CLO Manager System / Application ... distributions. Additionally, the team monitors and reports on various portfolio compliance requirements related to the underlying portfolio asset attributes. Join… more
- M&T Bank (Wilmington, DE)
- …in regular interaction with middle management and associated staff within Internal Audit , Compliance , Risk Management, and Technology + Exercises judgement in ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- TD Bank (New York, NY)
- …projects and initiatives, executes on ad hoc deliverable requests related to audit , compliance , transactional testing, examinations, etc. + Maintain and build ... finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the...+ Manage Governance related tasks/mandate and work closely with Compliance and 1B business partners to understand and satisfy… more
- M&T Bank (Buffalo, NY)
- …to provide assistance to M&T's Residential Mortgage Division + Partner with M&T's compliance , risk and audit groups to support M&T's Residential Mortgage ... located in Buffalo, New York working primarily with M&T Bank (M&T) business teams that support performing (Banking Services)...Such advice will include, but is not limited to, compliance with applicable state and federal laws and regulations… more
- Eastern Bank (Boston, MA)
- …committees, including software evaluation and process improvement initiatives. **Regulatory and Audit Compliance ** + Participate in reviews of client accounts ... management process; participate in monthly reviews of client accounts to ensure compliance with investment objectives and models; and coordinate and communicate with… more
- M&T Bank (Buffalo, NY)
- …position is based in Buffalo, NY. Relocation will be provided._ **Overview** M&T Bank is seeking a Chief Information Officer for Consumer and Business Banking ... the technology strategy for Consumer and Business Banking in alignment with the bank 's broader digital transformation objectives + Work with senior management in and… more
- M&T Bank (Buffalo, NY)
- …process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary reviews, ... CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk Manager 's surrogate with respect to the ownership of the department's software systems… more
- North Shore Bank (Danvers, MA)
- …in individual, team, and Bank goals as set by the branch manager . + Adheres to internal controls/policies regarding audit , dual control, security, regulatory ... assist if applicable. + Develops and maintains a working knowledge of our bank products and services and recognizes a customer's potential product/service need. +… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...auditors to maximize efficiency and coordinate efforts by SOX Compliance and Internal Audit . + Collaborates with… more