- City National Bank (Los Angeles, CA)
- …* Design and Build high quality software * Ensure work includes necessary audit controls, compliance , and security controls within the design and all deliverables ... * Provide input to project plans in collaboration with assigned project lead or manager * Mentor less experienced staff in advanced topics * Migrate objects between… more
- Regions Bank (Charlotte, NC)
- …with recommendations to resolve any gaps + Develops improvement approaches across the Bank that are holistic, and customer focused + Identifies and helps prioritize ... gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures are kept… more
- CIBC (Chicago, IL)
- …of the Bank 's Second Line of Defense, the Credit Risk Regulatory Compliance Manager serves as the Credit Risk Management representative for regulatory, ... We're building a relationship-oriented bank for the modern world. We need talented,...discipline. + **Minimum of 5+ years of experience** in Compliance , Risk Management, or Internal Audit roles… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...auditors to maximize efficiency and coordinate efforts by SOX Compliance and Internal Audit . + Collaborates with… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- UMB Bank (Kansas City, MO)
- …with counterparties, custodians, and internal teams. + Maintain accurate records for audit and regulatory purposes. Compliance & Risk Control + Ensure ... systems + Oversight of trade details that are entered into the bank 's operations system in alignment with front-office confirmations. + Ensure timely settlement… more
- Capital One (Richmond, VA)
- …a great place to work. The Role: We are seeking a highly motivated and talented Compliance Manager to join our Governance team to support the US Card ... Compliance team. The Compliance Manager ... data, interpreting it to ensure consistency and adequate Compliance Risk Management + Evaluate Internal Audit ,… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... Liaise with Front Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation + Adhere to internal … more
- Regions Bank (Charlotte, NC)
- …**Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering Specialist ... **Requirements** + Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk, Quality Assurance/Control, Audit , or other related risk… more
- Galileo Financial Technologies, LLC (Sandy, UT)
- … compliance and operational excellence. Role Overview We are seeking a Manager , Payments Compliance & Operations to oversee implementation, compliance , ... with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs… more