- MUFG (Tempe, AZ)
- …operational and technology risk. Control testing is an integral part of the bank 's compliance with policies and standards, identifying whether controls are ... test scripts that validate controls are being performed in compliance with bank policies, procedures, and regulatory...audit and technology risk and/or ITGC assessment for compliance with Sarbanes-Oxley (SOX) + Experience working in a… more
- Citigroup (Miami, FL)
- …and individual banking, credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be ... + Utilize all available technology to fullest potential for increased productivity and compliance / audit results + Set up, capture and maintain client information… more
- BMO Financial Group (Chicago, IL)
- …that approved loans are in accordance with sound credit-granting principles and in compliance with Bank policies, procedures and guidelines. + Oversees the ... Ensures the maintenance of required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads various strategic… more
- MUFG (Irving, TX)
- …as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory ... examination reviews. Under the direction of the assigned AML Department Manager , ensure compliance with federal information sharing requests and regulations,… more
- MUFG (Irving, TX)
- …the operational aspects of Enhanced Due Diligence ("EDD") for Banks and Non- Bank Financial Institutions. The role holder is responsible for oversight of the ... Management to evaluate potential financial crime risk to the Bank , including the possible decision of management to exit...action on most events, but escalate when necessary to manager or higher level when unusual or uncommon situations… more
- MUFG (New York, NY)
- …lines of business and information security stakeholders and leadership to guarantee compliance with the internal bank network project on-boarding and retention ... role will be accountable for the technical requirements of the Bank 's physical security systems including electronic access control, biometrics, video management,… more
- Nebraska Public Power District (Columbus, NE)
- …Central Time. This position will report to the Treasury & Finance Manager . **Position Summary** The Cash Management, Investment and Trust Administrator is ... term and intermediate term investments of cash assets in compliance with investment policy statement, bond covenants and the...posting and recording of incoming receipts, outgoing payments, and bank transfers from the District's bank accounts.… more
- KeyBank (Superior, CO)
- …and fee accruals and settlments; loan convenant and borrowing base compliance ; performance monitoring; monthly servicer report reviews, account maintenance; drafting ... exposures; and other tasks assigned by the SFL Operations Manager . + Assist the SFL Sale Personnel, in a...annual audits; and preparing summary due diligence and annual audit reports for management. + Communicate all audit… more
- Lac Vieux Desert Northern Waters Casino Resort (Watersmeet, MI)
- …and gaming regulations. * Evaluate controls in relation to cost/benefit analysis. * Prepare audit reports for PEFC and General Manager and conduct entrance and ... Manual. * In accordance with NIGC regulations, conducts MICS audit twice a year. * Develop audit ...by PEFC. * Non-gaming audits or operations assessments. * Compliance with bank loan covenants. * Review… more
- BMO Financial Group (Los Angeles, CA)
- …and syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Fosters a culture aligned ... Facilitates growth initiatives for the Bank through significant business development and excellent management...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more