- US Bank (Minneapolis, MN)
- …and discover what you excel at-all from Day One. **Job Description** The Compliance /Regulatory Risk Manager will support the oversight and governance of prepaid ... At US Bank , we're on a journey to do our...Partners with leaders in their assigned Line of Business, Risk/ Compliance / Audit (RCA) Consultants, and other RCA Managers… more
- Raymond James Financial, Inc. (Memphis, TN)
- … audit objectives, scope, procedures and internal control reviews to ensure compliance with policies and regulations. + Lead audit engagements from the ... develop risk profiles of assigned processes within a functional area for Raymond James Bank . Leads the work of others to conduct audits with smaller scope and… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... The overall objective of this role is to direct audit activities that support a subset of a product...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- City National Bank (Los Angeles, CA)
- *BUSINESS CONTROLS MANAGER -TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This 1LOD role, within Technology & Innovation, will support the ... and participate in special projects as necessary. * Facilitate audit and examination activities. * Cultivate and grow risk...* Provide oversight, advice, and training related to the bank 's Compliance Management System (CMS) for Corporate… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to ... a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a… more
- US Bank (Tempe, AZ)
- …products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong leadership and management skills ... At US Bank , we're on a journey to do our...current or future visa sponsorship._** Fraud Strategy Risk and Compliance is hiring a leader with oversight of Controls… more
- TD Bank (New York, NY)
- …with periodic assessments against industry practices. + With Risk, ensure that the Bank operates within the compliance risk appetite and that operational risk ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such… more
- Celtic Bank (Salt Lake City, UT)
- …study required. A graduate degree is helpful, but not essential. + The ideal Internal Audit Manager will have at least 5-7 years of experience in public ... the bank product and service offerings. The Internal Auditor Manager will evaluate processes and internal controls supporting continued adherence with… more
- Amalgamated Bank (New York, NY)
- …overall success of the branch operating model, including staff training, audit compliance , updating/revising branch policy and procedures, operational integrity ... Bank is seeking an enthusiastic Branch Administrative Support Manager . Reporting to the Branch Sales & Service ...The BASM ensures all branches have sound operations, meeting audit , compliance , and regulatory expectations. The BASM… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit… more