- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- US Bank (Charlotte, NC)
- …the lines of defense. Partners with their assigned Line of Business, other Risk/ Compliance / Audit (RCA) professionals, and RCA Managers to, depending on their ... At US Bank , we're on a journey to do our...products/services, systems, and associated risks/controls - Thorough knowledge of Risk/ Compliance / Audit competencies - Strong analytical, process facilitation… more
- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads… more
- CIBC (Chicago, IL)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** The IT Manager , Audit is responsible for the oversight and execution ... also contribute to business process control streams. The IT Manager , Audit will work with internal and...demonstrate 7 - 10 years of experience** in IT Audit , Risk or Compliance roles, including leadership… more
- FirstBank PR (GU)
- Mortgage Audit & Risk Assessment Manager -...CFPB, FDIC, OCIF, HUD, VA, USDA, Freddie Mac, FNMA, Compliance and Audit , among others. + Identifies ... A Brief Overview The Mortgage Regulatory & Credit Risk Manager is responsible for overseeing and managing regulatory risk...and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the… more
- Celtic Bank (Salt Lake City, UT)
- Celtic Bank is seeking a Compliance Manager ("CM") who will be responsible for ensuring compliance with federal and state banking regulations, as well as ... that apply to the Bank . + Identify and deploy controls that address compliance risk and document in policies and/or procedures. + Assist in the refinement and… more
- Synchrony (New York, NY)
- …deficiencies and assess the impact to the business + With support from the Senior Audit Manager , present audit results to internal audit management, ... other presentations for review and approval by the Senior Audit Manager + Maintain internal audit...and OCC. + Ability to effectively integrate business, operational, compliance , technological, and financial components into audit … more
- TD Bank (Fort Lauderdale, FL)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission...of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- HSBC (Buffalo, NY)
- …and skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Financial Crime Risk (FCR) Audit you will: + ... associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit ...+ Understanding of the regulatory frameworks and financial crimes compliance requirements associated with financial services preferable + Required… more
- CIBC (New York, NY)
- …**What you'll be doing** As a member of CIBC's team, the Senior Audit Manager is responsible for conducting risk-focused audits in the Risk ... We're building a relationship-oriented bank for the modern world. We need talented,...ongoing legal entity reports to key stakeholders. The Senior Audit Manager works with business units to… more